- Citigroup (Charlotte, NC)
- Transaction Management Analyst will be responsible for supporting multiple aspects of the lending lifecycle including but not limited to loan closing and ... and regulatory requirements/expectations. + Work with lines of business, transaction management, and loan operations to define and implement operational metrics… more
- Coinbase (Charlotte, NC)
- … Compliance team is essential in ensuring that our global CX Compliance Operations function efficiently, comply with regulatory requirements, and consistently ... deliver high-quality resolutions. As a Compliance Lead Analyst , Compliance Operations...or the tech industry, with a focus on TMS/EDD compliance investigations, or regulatory matters. * Strong… more
- Coinbase (Charlotte, NC)
- …* Conduct investigative review and analysis in support of company's BSA/AML regulatory compliance policies and programs including investigating automated alerts ... Compliance team is essential in ensuring that our global CX Compliance Operations function efficiently, comply with regulatory requirements, and consistently… more
- Coinbase (Charlotte, NC)
- …* Conduct investigative review and analysis in support of Coinbase's BSA/AML regulatory compliance policies and program including investigating automated alerts ... * Serve as internal Subject Matter Expert for Coinbase's end-to-end transaction monitoring (TMS) operations, assisting teammates with substantive questions about… more
- Anywhere Real Estate (Charlotte, NC)
- Job Summary We're looking for a Senior Data Privacy & Compliance Analyst with a collaborative mindset to join our team and help protect the personal data of ... other departments to develop, implement, and improve solutions and processes to ensure compliance with evolving privacy laws. If you can navigate the intersection of… more
- Coinbase (Charlotte, NC)
- …is expected and fully supported. You will be a part of the Compliance Operations Quality Assurance team, which is responsible for conducting Quality Assurance audits ... on transaction monitoring system (TMS) cases, working with production teams from CX and Compliance . In your day-to-day role, you will be responsible for auditing… more
- TD Bank (Charlotte, NC)
- …Finance **Job Description:** **Job Summary:** The Senior Treasury Capital Analyst maintains, enhances, and develops reporting processes, control frameworks, and/or ... checks regarding capital reporting and all relevant investor and/or regulatory requests and provides a range of analytical support...to ongoing projects and supports others as a Senior Analyst . **Depth & Scope:** + Produces accurate and timely… more
- SMBC (Charlotte, NC)
- …**Role Description** SMBC is seeking a qualified individual as a Model Validation Analyst that will report to the Compliance Model Validation Manager, in ... the Risk Management Department, Americas Division. The Compliance Model Validation Analyst will perform the validation of all compliance models for SMBC… more
- Sumitomo Pharma (Raleigh, NC)
- …encounters is considered confidential. ** Compliance ** : Achieve and maintain Compliance with all applicable regulatory , legal and operational rules and ... a dynamic, highly motivated, and experienced individual for the position of ** Analyst , Contract Operations** . This position requires a detailed understanding of the… more
- SMBC (Charlotte, NC)
- …in-scope of the program, such as financial, management & board reporting, compliance , front-office transaction processing and/or capital & treasury management. ... + 3-5 years of business experience in finance, audit, risk, compliance , or regulatory management in banking / financial services. Specific knowledge of business… more