- Robert Half Legal (San Diego, CA)
- …A well-established financial services organization is seeking a Associate General Counsel - Broker-Dealer Regulatory Compliance to join its growing ... Description Financial Services Company Seeks Senior Attorney Focused on...to the broker-dealer and investment advisory platforms, focusing on regulatory compliance and risk mitigation. + Respond… more
- City National Bank (Los Angeles, CA)
- …* Minimum 10 years of experience with providing counsel to financial institutions on legal and regulatory matters *Additional Qualifications* * Ability ... *SENIOR COUNSEL - AML/ FINANCIAL CRIMES* WHAT IS THE...and responses to regulators and training materials to ensure regulatory compliance . * Advise on OFAC reporting… more
- Xerox (Sacramento, CA)
- …ongoing health and welfare benefit plan, qualified retirement plan, and ERISA regulatory compliance counseling Advise applicable benefits committees on their ... Senior Counsel , Executive Compensation & Employee Benefits **General Information**...industrial environments, our differentiated business and technology offerings and financial services are essential workplace technology solutions that drive… more
- Coinbase (Sacramento, CA)
- …forward. *What you'll be doing (ie. job duties):* * Lead and manage regulatory compliance and risk management for all broker-dealer activities, ensuring ... onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a...with deep broker-dealer expertise to provide legal guidance on compliance , regulatory matters, and transactions. * Exemplary… more
- Vera Therapeutics (Brisbane, CA)
- Title: Senior Director, Senior Corporate Counsel Location: Brisbane, CA About Us: Vera Therapeutics (Nasdaq: VERA), is a late clinical-stage biotechnology company ... and highly motivated transactional attorney to serve as Senior Director, Senior Corporate Counsel and will report to the SVP, Corporate Law and Strategic Operations.… more
- Wellpath (Dublin, CA)
- …proceedings. It provides daily guidance to HR and Operations on labor relations, compliance , and risk mitigation strategies. The Counsel also develops and ... the company in arbitrations, grievances, and NLRB or administrative proceedings. + Ensure compliance with labor laws, monitor regulatory changes, and advise on… more
- Amazon (Culver City, CA)
- … counsel across a range of fields, including intellectual property, digital media, and regulatory compliance * Some travel may be required A day in the life ... Working directly with business colleagues, you will serve as lead counsel in drafting, negotiating, and closing commercial agreements with sports rightsholders,… more
- Amgen (Thousand Oaks, CA)
- …commercial value and access organization on a wide variety of legal and regulatory issues concerning complex contracting and pricing strategies, as well as sales and ... to Amgen products to patients. + Advising key stakeholders on legal, regulatory and policy developments, as well as industry related government enforcement actions… more
- Coinbase (Sacramento, CA)
- …privacy laws specific to financial institutions (eg GLBA) and the global financial regulatory frameworks (eg AML/KYC compliance , PSD2). CIPP or similar ... onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a...with our global Data Privacy Operations, Product and Commercial Counsel , Security and other business teams to provide critical… more
- Southern California Edison (Rosemead, CA)
- …statutes, regulations and policies, and representing the Company in a lead counsel capacity before regulatory and enforcement agencies, including the California ... Join the Clean Energy Revolution Become a Regulatory Senior Attorney at Southern California Edison (SCE)...departmental projects and teams; and directing and managing outside counsel retained to support the company's legal needs. The… more