- City National Bank (Los Angeles, CA)
- …matters in billing database (ie, Legal Tracker); monitor, review, and confirm compliance with billing policies for electronic bills, and provides general support on ... attorney cost reimbursements. Maintains attorney's MCLE records and monitors compliance deadlines. Maintain attorney's files on their professional organizations. *… more
- Bank of America (San Francisco, CA)
- …prospects, Financial Advisor recruits, vendors, regulators and outside legal counsel + Requires diversification and experience with Bank of America and Merrill ... legacy, and other life goals through investment advice and guidance. Merrill's Financial Advisors and Wealth Management Client Associates help clients pursue the… more
- PNC (CA)
- …Reporting, Managing Multiple Priorities, Market Risk, Negotiating, Problem Solving, Regulatory Environment - Financial Services **Work Experience** Roles ... and economic data to determine the economic impact and/or compliance impact for the operation of the assets. Interprets...Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit… more
- Ankura (Los Angeles, CA)
- …team combines unparalleled clinical, technical, and operational experience with the financial , economic, analytical expertise that healthcare clients and their legal ... counsel rely upon to successfully navigate complex matters. Our...these companies may be facing. We combine in-depth operational, compliance , and clinical industry knowledge with exceptional data analytics,… more
- Banc of California (San Luis Obispo, CA)
- …is committed to its local communities by supporting organizations that provide financial literacy and job training, small business support, affordable housing, and ... groups, and more. TOGETHER WE WIN(R) **THE OPPORTUNITY** Responsible for providing financial , credit, and trend analysis for the delivery of the Banks credit… more
- Banc of California (Fresno, CA)
- …is committed to its local communities by supporting organizations that provide financial literacy and job training, small business support, affordable housing, and ... groups, and more. TOGETHER WE WIN(R) **THE OPPORTUNITY** Responsible for providing financial , credit, and trend analysis for the delivery of the Banks credit… more
- US Bank (Newport Beach, CA)
- …directly with clients and prospects, financial sponsors and/or financial intermediaries (including outside accountants, legal counsel , appraisers, field ... and businesses we serve to make better and smarter financial decisions and enabling the communities we support to...appropriate structuring alternatives to mitigate those risks. * Ensure compliance with all policy and regulatory requirements.… more
- Bank of America (Newport Beach, CA)
- …business needs. Job expectations include driving responsible growth while minimizing regulatory , financial , operational, and reputational risks. The **Market ... prospects, Financial Advisor recruits, vendors, regulators, and outside legal counsel + Proactively identifying opportunities to connect Financial Advisors… more
- WM (Fresno, CA)
- …and Safety, and Environmental groups, the Facility Manager ensures that all regulatory compliance and safety issues are addressed. The Facility Manager ... exceeds its goals as it pertains to safety and regulatory compliance , staying within budgeted costs for...compliance and safety. The manager will monitor, coach, counsel , and promote employees, as needed * Ensure that… more
- Citigroup (San Francisco, CA)
- …through converting referral leads + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures. + Ensure that KYC/AML and other ... project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of...of the affluent and High Net Worth segment with financial planning and excellent discovery and profiling skills. +… more