- Fujifilm (Albany, NY)
- **Position Overview** The Regulatory Compliance Manager ( Corporate ) is a member of the FUJIFILM Holdings America Corporation ("HLUS") Department ... reporting to the Corporate Compliance Director. The Compliance Manager ...Collaborate closely with colleagues in Legal, IT, HR, Finance, Regulatory and other core functions in order to direct… more
- TD Bank (New York, NY)
- … Compliance for Credit Cards and Unsecured Lending, specifically related to regulatory compliance monitoring. This role will execute monitoring, conduct ... 7+ years of experience **Desired Skills & Experience:** + Previous experience with regulatory compliance for credit cards or residential loans + Previous audit,… more
- Ross Stores, Inc. (New York, NY)
- …learning opportunities and development for our teams\. **GENERAL PURPOSE:** The Product Safety & Regulatory Compliance Manager will work as a member of the ... to be a positive force in our community\. Our Corporate headquarters are in Dublin, CA, we have 3...of topics and projects in the areas of product compliance , regulatory compliance , product safety,… more
- Capital One (New York, NY)
- …with privacy compliance in the financial services industry + Certified Regulatory Compliance Manager (CRCM); Certified Internal Auditor (CIA) or ... Senior Audit Manager , Corporate Compliance (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... across the globe. This position will serve as the Global CIB Senior Business Manager (COO) for the Corporate Banking Financial Institutions business within CIB… more
- TD Bank (New York, NY)
- …to detail and ability to work independently. **General Job Posting:** The Compliance Officer supports consumer regulatory compliance functions for ... Company and supports the development, implementation, and maintenance of a consumer regulatory compliance program through compliance activities across… more
- Mizuho Corporate Bank (New York, NY)
- …compliance systems, including transaction monitoring, case management, and surveillance. + Regulatory Compliance : Ensure that all compliance technology ... Join Mizuho as a Risk Assessment Project Manager ! In this role you will bridge business...are essential. Key Responsibilities: + Functional Analysis: Translate complex compliance and regulatory requirements into clear, actionable… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking an Executive Director-level Portfolio Manager for Wells Fargo Corporate & Investment Banking Renewables team. The… more
- Mizuho Corporate Bank (New York, NY)
- …Maintain and update dashboards and key performance indicators (KPIs) related to regulatory compliance and testing. + Collaborate with operational resilience ... DORA Program Manager and Integrated Testing - Operational Resilience Americas...with established capability baselines and risk thresholds. + Ensure compliance with regulatory requirements. + Maintain alignment… more
- SMBC (New York, NY)
- …issues until resolved. + Must be well organized with project management skills. + Regulatory compliance experience at a broker dealer and or swap dealer ... Second Lines of Defense regarding a broad range of compliance and regulatory issues and works hand-in-hand...regulatory concerns and other significant matters to their manager . + Communicate policies, procedures and new regulatory… more