- Fujifilm (Albany, NY)
- **Position Overview** The Regulatory Compliance Manager ( Corporate ) is a member of the FUJIFILM Holdings America Corporation ("HLUS") Department ... reporting to the Corporate Compliance Director. The Compliance Manager ...Collaborate closely with colleagues in Legal, IT, HR, Finance, Regulatory and other core functions in order to direct… more
- TD Bank (New York, NY)
- …dedicated to setting new industry standards. **The Compliance Business Oversight Manager manages the oversight of various US Corporate Functions and provides ... to their Compliance Management System programs. The Compliance Manager will lead important projects and...by providing the Business areas with objective guidance on regulatory compliance controls, processes, and implementation of… more
- Capital One (New York, NY)
- …with privacy compliance in the financial services industry + Certified Regulatory Compliance Manager (CRCM); Certified Internal Auditor (CIA) or ... Senior Audit Manager , Corporate Compliance (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality… more
- TD Bank (New York, NY)
- …to detail and ability to work independently. **General Job Posting:** The Compliance Officer supports consumer regulatory compliance functions for ... Company and supports the development, implementation, and maintenance of a consumer regulatory compliance program through compliance activities across… more
- TD Bank (New York, NY)
- …a team of enthusiastic colleagues dedicated to setting new industry standards. The Compliance Regulatory Change Office (CRCO) supports TD business lines in ... below as you consider this opportunity. **Job Summary:** The Compliance Governance & Operations Manager leads the...years of experience **Desired Skills & Experience** + Prior regulatory compliance experience within the banking industry… more
- TD Bank (New York, NY)
- …**Job Description:** **Preferred Qualifications:** We are looking for a Vice President, Compliance - US Corporate Investment Banking Compliance Advisory ... capacity. The Vice President will assist in the management of the firms compliance program supporting all corporate investment banking Functions including Debt… more
- SMBC (New York, NY)
- …issues until resolved. + Must be well organized with project management skills. + Regulatory compliance experience at a broker dealer and or swap dealer ... Second Lines of Defense regarding a broad range of compliance and regulatory issues and works hand-in-hand...regulatory concerns and other significant matters to their manager . + Communicate policies, procedures and new regulatory… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is committed to providing fair ... specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, guidance… more
- Mizuho Corporate Bank (New York, NY)
- …Maintain and update dashboards and key performance indicators (KPIs) related to regulatory compliance and testing. + Collaborate with operational resilience ... DORA Program Manager and Integrated Testing - Operational Resilience Americas...with established capability baselines and risk thresholds. + Ensure compliance with regulatory requirements. + Maintain alignment… more
- TD Bank (New York, NY)
- …Responsibilities:** + Assist in drafting and maintaining comprehensive suite of regulatory Compliance policies and procedures + Coordinate with stakeholders ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is committed to providing fair… more