- SMBC (New York, NY)
- …Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local ... issues and queries, and stay up to date on relevant industry, regulatory and technology developments impacting cash management and payment activities to continuously… more
- JPMorgan Chase (New York, NY)
- …initiatives, and platforms, aligning with Finance, Technology, Operations, Legal, and Compliance teams. + Identify, escalate, and mitigate business risks (legal, ... tax, regulatory , capacity, transaction costs) that could impact business operations....small businesses and many of the world's most prominent corporate , institutional and government clients under the JP Morgan… more
- BMO Financial Group (New York, NY)
- …ensure that the First Line of Defense responsibilities outlined in the Legal Regulatory Compliance Risk Management (LRCRM) Policy, the Enterprise Compliance ... to identify, assess, and mitigate conduct risks within the capital markets division. + Regulatory Compliance : Ensure that the organization is in compliance … more
- TD Bank (New York, NY)
- …requirements and mitigates financial crime risk. This involves providing guidance on regulatory compliance , close partnership with business and legal, and ... customers, products, transactions, and FCRM-related processes. The team mandate includes regulatory compliance , program remediation, risk management, and program… more
- TD Bank (New York, NY)
- …for FMI-related cyber incidents (including SWIFT-related disruptions or market-wide cyber events). ** Regulatory & Compliance Coordination** + Serve as the point ... of contact for FMI-related regulatory inquiries or audits concerning SWIFT compliance ,... reporting. + Familiarity with various accounts (Nostro, Vostro, Corporate Customer), and integration of payments services with correspondent… more
- RELX INC (New York, NY)
- …and product strategy insights. The ideal candidate has worked as an SEC Reporting Manager , Corporate Accountant, or in a related external reporting role. They ... compliance and disclosure challenges. Market & Product Strategy + Translate corporate customer workflows, pain points, and regulatory trends into actionable… more
- Wolters Kluwer (New York, NY)
- … corporate , technology, product, intellectual property, cybersecurity, privacy and regulatory laws and matters impacting Compliance Solutions + Supporting ... to the VP, Associate General Counsel of Financial & Corporate Compliance , with a dotted line reporting...line reporting relationship to the Executive VP and General Manager of the Compliance Solutions business unit… more
- TD Bank (New York, NY)
- …and Internal Audits:** Work with key stakeholders with Global Control Room and Compliance broadly to respond to regulatory inquires and internal audit requests, ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing fair… more
- Raymond James Financial, Inc. (New York, NY)
- …Reporting Analyst_ ) plays a key role in supporting the firm's compliance with non-financial regulatory reporting requirements. Leveraging advanced knowledge and ... future._** We are seeking a detail-oriented professional with hands-on experience in regulatory reporting, specifically with **CAT** and **CAIS** , to support our … more
- Excellus BlueCross BlueShield (Rochester, NY)
- …includes investigating and remediating allegations of FWA while adhering to compliance and regulatory requirements. Primary activities include substantiating ... Level II Accountabilities) + Manages the highest level of complex investigations, compliance and regulatory issues and exercises decision-making in project work… more