- KeyBank (Albany, NY)
- …**ABOUT THE JOB** The Third Party Management, Shared Services and Regulation W Compliance Manager is responsible for assisting the applicable Compliance ... including providing highly specialized guidance and oversight on current and emerging regulatory compliance risks. The qualified candidate must be able to… more
- St. James Hospital (Hornell, NY)
- …by education, training, and experience. Adhering to the Code of Conduct and the Corporate Compliance Plan (CCP) at St. James Hospital. Must maintain current ... and adhere to the Standards/Code of Conduct and the Corporate Compliance Plan as well as ensure...required by the CCP Education Plan, in addition to compliance with organizational policies and procedures, regulatory … more
- TD Bank (New York, NY)
- …operations, products and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members ... best practices. + Maintain a comprehensive understanding of existing and emerging regulatory requirements, inherent risks, Compliance Policies and Standards, to… more
- TD Bank (New York, NY)
- …to automation and process improvement initiatives to enhance documentation workflows and regulatory compliance . + Prepare and deliver reporting on documentation ... system + Supports internal initiatives related to documentation, process automation, and regulatory compliance **Education & Experience:** + Law degree is… more
- TD Bank (New York, NY)
- …a key role in the USA providing support in financial, management, liquidity, and regulatory reporting. In addition, by its nature as a primary control and support ... (UK and Singapore). Specific Accountabilities Include: + Lead level 1 review of regulatory deliverables associated with NY Branch and review regulatory reports… more
- TD Bank (New York, NY)
- …**Depth & Scope:** + Negotiates a robust portfolio of capital markets regulatory agreements globally, ensuring regulatory compliance across specific ... TD Securities' new and existing client base to ensure regulatory compliance daily + Utilizes technology to...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
- Gateway Hudson Valley (Beacon, NY)
- …and approved + Responsible for understanding and adhering to Gateway Hudson Valley's Corporate Compliance Policy and Standards of Conduct as well as all ... with usage of funds and in following agency and regulatory guidelines. Reports issues to the Residential Manager...manner. + Other duties as assigned. Health, Safety, & Compliance + Maintain a work environment in a clean,… more
- MUFG (New York, NY)
- …and required credit application according to policy, including evaluation of corporate , regulatory and industry risk, historical operating performance, projected ... Portfolio Management in the handling of credit coverage for corporate clients in our Power & Utilities vertical, which...on both a transaction and group level + Ensure compliance with policy and regulatory requirements **Requirements:**… more
- M&T Bank (Buffalo, NY)
- …OJT responsibilities vary by department and are assigned by the department manager . The position may be responsible for additional projects as assigned by ... the department manager or Leadership Development Manager -MDP. **Department Description:** Provides relationship management and fiduciary advisory services to … more
- TD Bank (New York, NY)
- …for the delivery of TD's Payment Modernization Program including regulatory , cybersecurity, payment products, SWIFT, and Correspondent Banking Services related ... + Define and maintain the enterprise payments architecture roadmap to support corporate banking and treasury services. + Align payments capabilities (ACH, wires,… more