- BMO Financial Group (New York, NY)
- …Capital Markets is a leading, full-service financial services provider. We offer corporate and investment banking, treasury management, as well as research and ... markets-based suite of sales and trading solutions to Institutional, Corporate , and Retail clients. Offers a full spectrum of...while prudently minimizing the bank's exposure and adhering to regulatory statutes. + Operates as key member of the… more
- Bank of America (New York, NY)
- …+ Issue Management + Liquidity Management + Monitoring, Surveillance, and Testing + Regulatory Compliance **Shift:** 1st shift (United States of America) **Hours ... by executing capital calculation testing and performing review and challenge of regulatory rule interpretations and rule compliance documentation + Develop and… more
- Scotiabank (New York, NY)
- …Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, ... for every future! **Purpose** The incumbent will cover US corporate borrowers, which may include, but is not limited...objectives; and that all credit activities are conducted in compliance with governing regulations, as well as internal policies… more
- Marex (New York, NY)
- …to resolve settlement and corporate action related breaks. + Ensuring compliance with the company's regulatory requirements under the SEC, FINRA, NFA, ... the daily functions have been outsourced to the Broadridge Manager Products Team, Marex is ultimately accountable for all...and rates vendor systems. + Process and track credit corporate bonds conversion requests. + Work closely with customers… more
- TD Bank (New York, NY)
- …for coordinating business continuity management (BCM) processes and supporting regulatory / compliance related initiatives impacting overall risks to the ... insider threat risk management expertise to business segments and corporate functions. The Insider and Conduct risk oversight team...and senior management of the Bank with respect to regulatory risk and other matters + Empowered to make… more
- Veolia North America (Wantagh, NY)
- …teams to maintain efficient and cost effective facility operations while maintaining compliance with all Corporate and Regulatory environmental, health ... work is performed in a safe and professional manner by following all corporate and regulatory policies, procedures, and emergency response procedures. + Operates… more
- TD Bank (New York, NY)
- …activities remain within TD Bank's risk appetite and comply with external regulatory requirements. The team is responsible for ensuring timely and consistent ... TDS G&C is to support all TDS businesses globally in adherence to regulatory requirements, managing risk and having effective operational controls in place for… more
- BMO Financial Group (New York, NY)
- …focusing on delivering innovative and client-centric solutions in cash management, corporate cards, and liquidity. This role is instrumental in deepening BMO's ... transaction banking. The Director will collaborate across Global Transaction Banking, Corporate & Investment Banking, Global Markets, TPS Product, and Corporate… more
- Securitas Security Services USA, Inc. (New York, NY)
- …emergency response activities, providing medical support when needed, and maintaining compliance with corporate and regulatory safety requirements. ... the Client's employees, property, and workplaces. Reporting to the EHS Operations Manager , this position supports the Client's global EHS programs, ensures … more
- Fresenius Medical Center (Staten Island, NY)
- …vision, core values and customer service philosophy. Adheres to the FMCNA Compliance Program, including following all regulatory and FMS policy requirements. ... appropriate hiring, firing and disciplinary actions. Recommend disciplinary action to Clinical Manager and initiate as appropriate. + Ensure compliance with all… more