- SMBC (Albany, NY)
- …- SMBC - the position has direct interaction and influence over corporate policy, frameworks, and exposure management - representing MANUBANK's positions in these ... corporate -wide endeavors. **PRINCIPAL DUTIES AND RESPONSIBILITIES:** + Be responsible...+ Maintain an expert-level knowledge of the financial and regulatory landscapes - local, national, and global influences over… more
- Siebert Williams Shank (New York, NY)
- …dual-headquartered in New York and Oakland. SWS is a perennial leader as a co- manager of investment-grade corporate debt, a national leader in public finance ... that all activities and duties are carried out in full compliance with regulatory requirements and internal policies and procedures Qualifications: + SIE, Series… more
- Synchrony (New York, NY)
- …performance. + Provide leadership to ensure adherence with all external and internal Compliance and Regulatory requirements. Lead resolution of TJX portfolio ... Job Description: **Role Summary/Purpose:** Reporting to the SVP, General Manager - TJX, the VP, Client Development Leader is responsible for partnering closely with… more
- M&T Bank (Buffalo, NY)
- …process for new investments by assisting the Operations & Risk Manager with closing tasks such as validating documentation, conducting preliminary reviews, ... information from, M&T's stakeholder departments (including Finance, Accounting Policy, CRA, Corporate Tax, and Sustainability) + Function as the Operations & Risk… more
- JPMorgan Chase (New York, NY)
- …and advising senior management and in coordinating the deployment of the bank's corporate resources to address strategic and tactical objectives. As a Business ... Manager within our North America Cash Equities Trading Business,...aligning department and support groups (Finance, Tech, Ops, Legal, Compliance ) + Optimize 'bottom line' business performance by driving… more
- Mastercard (Harrison, NY)
- …issues such as indemnity, liability limitations, data usage/privacy, intellectual property, compliance , regulatory , and tax by partnering with subject matter ... to ensure product constructs and commercial agreements are consistent with corporate strategy, internal policies and procedures and applicable laws and regulations;… more
- Stantec (Buffalo, NY)
- …for submission to clients and/or approval authorities. - Coordinate with the Project Manager and attend meetings with the client, team members and sub-consultants. - ... industry standards and manuals as well as client and regulatory agencies standards and requirements. - Assist in the...the world around us. At Stantec, we live our corporate values every day. - Stantec was ranked the… more
- CVS Health (Glen Cove, NY)
- …is not limited to: + Patient Safety + Pharmacy Professional Practice + Regulatory Requirements + Quality Assurance + Customer Service + Inventory Management + ... customers, caregivers, and colleagues on your team + Support your Pharmacy manager in motivating, inspiring, and developing their Pharmacy Support Staff by balancing… more
- JPMorgan Chase (New York, NY)
- …Public Finance business reporting into it. You will collaborate with banking, markets, regulatory and other lawyers across JPMorgan's legal department, as well as ... compliance , risk, conflicts and operations partners. The Legal Department...the Public Finance business on all relevant legal and regulatory matters, including relevant securities laws and the SEC's… more
- TD Bank (New York, NY)
- …evaluating, recommending, designing, operationalizing, and supporting solutions in compliance with enterprise and industry standards. Ultimately, providing expert ... + Conducts code reviews to ensure adherence to quality, standards compliance , reusability and ease of maintenance, Operational Readiness Reviews, and supporting… more