- TD Bank (New York, NY)
- …**Job Description:** **Position Title:** VP, US Finance, US wholesale corporate accounting **Business Unit:** TD Securities **Division/Region:** TD Securities USA ... entries and reconciliations for broker-dealer and non-broker-dealer entities and ensure compliance with US GAAP and IFRS standards. Key Responsibilities + Oversee… more
- TD Bank (New York, NY)
- …Oversight functions are complying with established policies, standards and procedures. The Compliance Quality Assurance Manager (US) will execute these reviews ... depending on availability and individual circumstances_ **Job Description Summary:** The Compliance Testing Manager is responsible for planning and overseeing… more
- Mastercard (Harrison, NY)
- …businesses and governments realize their greatest potential._ **Title and Summary** Manager , Legal Compliance - Crypto Mastercard Transaction Services Overview ... solutions from being used to facilitate money laundering and terrorist financing. The Manager , Legal Compliance -Crypto, MTS will report to the Director of… more
- The Estee Lauder Companies (Melville, NY)
- …global R&D alignment discussions. + Reviews existing and new formulas for global regulatory compliance . This entails ensuring compliance of Raw Materials, ... technical data on formulas with a vision to ensure compliance . + Initiates new regulatory review and...independent judgment when reviewing technical information based on established regulatory , safety and corporate practices. + Collects… more
- BMO Financial Group (New York, NY)
- …+ Escalate key issues when gaps in Capital Markets or legal entity regulatory compliance are identified + Proactively review and make recommendations regarding ... and reviews of Capital Markets legal entities; coordinating and tracking regulatory remediations; ensuring continued compliance with the evolving global… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is committed to providing fair ... more specific details for this role. **Job Description:** The TD Securities US Compliance team is looking for Vice President candidates to join the trade… more
- LSI Solutions (Victor, NY)
- …Rest-of-World (ROW) regulatory approvals, while maintaining full Quality and Regulatory compliance with all standards that govern the design, development, ... Do you have experience as an administrative professional, office manager , or clerical assistant? This may be an opportunity...that skillset and branch out into the area of regulatory . We are seeking a person who is highly… more
- WMCHealth (Poughkeepsie, NY)
- …+ Participates with leadership in the development and implementation of the Annual Corporate Compliance Work Plan based on an internal risk assessment and ... Regional Manager , Compliance - ONSITE Company: NorthEast Provider...Center Health Network Compliance Program by monitoring compliance with internal and external regulatory standards… more
- KeyBank (Albany, NY)
- …to Key. **REQUIRED QUALIFICATIONS** + Bachelor's Degree required; Juris Doctorate or Certified Regulatory Compliance Manager (CRCM) preferred. + Minimum 5 ... Tiedeman Road - Brooklyn, Ohio 44144 **JOB BRIEF** The Compliance Manager will be a member of...defense verification activities. + Assist with internal and external regulatory compliance exams/audits. + Develop relationships of… more
- Xerox (Albany, NY)
- …minority investments and other corporate transactions. + Assist in tracking covenant compliance and regulatory filing compliance . + Assist in supporting ... 14, 2025 Working time Full-time Ref# 20036322 Job Level Manager without Direct Reports Job Type Experienced Job Field...of a historic transformation. + SEC and public company compliance and corporate governance experience also preferred.… more