- TD Bank (New York, NY)
- …and your career, to new heights. Job Description: The TD Securities US Regulatory Management & Remediation team is responsible for the planning, execution and ... delivery of key regulatory initiatives for our US Wholesale business, building foundational...closely with senior leaders across TDS, Risk, Legal, HR, Compliance and will work in close alignment with our… more
- Conifer Realty LLC (Rochester, NY)
- Corporate Counsel Rochester Resource Center, Rochester, NY * Corporate Legal Job Type Full-time Description General Description The Corporate Counsel will ... work closely with other departments (Development, Asset Management, Property Management, Compliance ) to recommend, develop and audit policies and procedures to… more
- TD Bank (New York, NY)
- …+ 10+ years of relevant experience **Preferred Qualifications:** + Consumer compliance experience, regulatory knowledge, audit experience + OCC/FINRA/SEC/CFPB/ ... audit team for an area of significant risk, complexity or scope + People Manager role that generally manages a team greater than 5 Audit professionals/specialists +… more
- Conifer Realty LLC (Rochester, NY)
- Corporate Security and Safety Director Rochester, NY (http://maps.google.com/maps?q=1000+University+Ave+Rochester+NY+USA+14607-1239) * Asset Management Job Type ... Full-time Description General Description Corporate Security and Safety Director is responsible for developing,...risk management policies, programs and strategies, adaptable to the regulatory and enforcement environments of New York, New Jersey,… more
- MUFG (New York, NY)
- …recruitment team will provide more details. **Job Summary:** The Japanese Corporate Banking (JCB) Account Documentation Team (ADT) Analyst's primary responsibility ... is to assist JCB corporate banking clients in reviewing their legal documents and...the bank's Core Systems ensuring customer information is in compliance with applicable laws, regulations and industry standard practice… more
- TD Bank (New York, NY)
- …Description:** Preferred Qualifications: Short Term Assignment The TD Securities US Regulatory Management & Remediation team is responsible for the planning, ... execution and delivery of key regulatory initiatives for our US Wholesale business, building foundational...closely with senior leaders across TDS, Risk, Legal, HR, Compliance and will work in close alignment with our… more
- Citizens (Melville, NY)
- …emphasis on financial analysis/modeling, risk evaluation, ongoing portfolio maintenance activities, regulatory compliance , and customer support. In this role, ... to help them get there. As a Middle Market Corporate Banking Portfolio Manager II, you will...modeling, and risk evaluation, with a deep understanding of regulatory compliance and credit policy adherence. +… more
- TD Bank (New York, NY)
- …at the Associate level to support our HR Business Partner team aligned to our Corporate and Investment Bank. In this role, you will work on human capital initiatives ... and supporting implementation activities + Maintains awareness of changing legal/ regulatory requirements and practices within the industry and consults with… more
- Mizuho Corporate Bank (New York, NY)
- …and regulatory requirements + Liaise with internal groups such as Legal, Compliance , Sanctions, Regulatory , Tax and Operations to coordinate the efforts of ... Responsibilities: Support direct team manager for all onboarding processes: + Compose KYC...firm + Ability to determine and review Dodd Frank regulatory information provided by the client and determine if… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but ... Senior Manager , US Liquidity Management Deposit Product Solutions, Global...limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global… more