- Deloitte (Sacramento, CA)
- …to any of the following topics: trading, operations, lending, core banking platforms, compliance monitoring , regulatory reporting, risk or case management, ... or operational evolutions + Direct working experience related to product management, regulatory compliance , risk management or controls oversight + Direct… more
- City National Bank (Los Angeles, CA)
- …* Conduct system testing to validate GRRID functionality, accuracy, and compliance with regulatory expectations. * Analyzing current regulatory processes ... and interacting with regulatory agencies, including exam management and other regulatory affairs. * For Banking Compliance related roles, Certified … more
- Southern California Edison (Pomona, CA)
- …strategy + Ensures all Financial Analysis activities are carried out in compliance with internal and external regulatory requirements and governance standards ... controls to ensure they are adequately designed and operating effectively in compliance with accounting, organizational, and regulatory policies + Accelerates… more
- BD (Becton, Dickinson and Company) (San Diego, CA)
- …requirements. + Review and approve labels, labeling, and promotional materials to ensure regulatory compliance . Assist in the collection of regulatory ... Directive, EU Electromagnetic Compatibility Directive, etc.). + Problem-solve and escalate regulatory and compliance issues to senior management as necessary.… more
- Banc of California (Santa Ana, CA)
- …produced by AML and Operations and KYCs from the front line are in compliance with regulatory requirements. The candidate will assist with various initiatives, ... BSA/AML related inquiries and policy questions. Additionally, the BSA/OFAC Governance and Monitoring Director is responsible for the BSA/OFAC QA function and program… more
- BD (Becton, Dickinson and Company) (San Diego, CA)
- …regulations (eg, FDA Medical Device Regulations, EU-MDR) + Problem solve and escalate regulatory and compliance issues to senior management as necessary + Drive ... in internal processes and customer satisfaction + Support the monitoring and interpreting of current and new regulatory...certification preferred + Minimum of 5 years of strong Regulatory Affairs/ Compliance experience in medical devices +… more
- Coinbase (Sacramento, CA)
- … Compliance team is essential in ensuring that our global CX Compliance Operations function efficiently, comply with regulatory requirements, and consistently ... Additionally, you will be proactively detecting emerging risks, optimizing compliance processes, and testing new tools and...or the tech industry, with a focus on TMS/EDD compliance investigations, or regulatory matters. * Strong… more
- American Water (Sacramento, CA)
- …companies, as well as the continual effectiveness of the OCP. * Support the testing of key compliance requirements through risk assessment tools and solution ... areas identified through the risk assessment process to facilitate monitoring and testing of those activities. *...and regulations that impact operations. * Review tariffs and regulatory orders for compliance requirements and incorporate… more
- Coinbase (Sacramento, CA)
- … Program Manager to oversee the execution of high-priority regulatory compliance Programs within the company's Transaction Monitoring (TMS) and Screening ... This role involves leading strategic, multi-regional Programs to ensure compliance with global AML regulatory bodies. The...by Coinbase's mission * 5+ years of proven transaction monitoring / AML experience in financial services or technology… more
- Pacific Gas and Electric Company (Auburn, CA)
- …and maintenance of Power Generation's control environment, including the design and testing of controls, enabling compliance management, risk management, quality ... oversight, and document management programs. + Conducts assessments, audits, reviews, and monitoring to ensure quality and compliance in areas such as:… more