- SMBC (New York, NY)
- …findings or recommendations; + M&T findings or recommendations; and/or + Observations by Compliance officer or business staff member + Coordinate with relevant ... Governance team is responsible for production of Annual Compliance Reports and related senior officer certifications....Must be well organized with project management skills. + Regulatory compliance experience at a broker dealer… more
- Midland States Bank (New York, NY)
- …with outside legal counsel and other professionals to help establish legal and regulatory compliance in the administration of personal trusts, investment agency, ... and expand the network of centers of influence. The Trust Officer is responsible for assuring compliance with all Bank policies and procedures, as well as… more
- SMBC (New York, NY)
- …reviews and pass watch or any special credit reviews. + Manage and document compliance with internal policy, procedure and US regulatory requirements in credit ... of benefits to its employees. **Role Description** SMBC is seeking a Credit Officer to cover Commercial Real Estate. + Review and challenge of credit applications… more
- Neuberger Berman (New York, NY)
- **Position Overview:** The Private Wealth Business Enablement Officer will play a key role in the Private Wealth business' technology budget, prioritization, ... acts as the connective tissue across Private Wealth, Technology, Operations, Compliance , Finance, and client-facing teams to source and validate requirements, size… more
- Formation Bio (New York, NY)
- …to develop and implement a comprehensive quality assurance strategy that ensures compliance with regulatory requirements and industry best practices to support ... the growing drug development capabilities. This position reports to the Chief Development Officer . As the VP of Quality Assurance, you will establish and manage the… more
- Stony Brook University (Stony Brook, NY)
- …programs. Organize and participate in fire prevention activities and events. + ** Regulatory Compliance :** Implement the EH&S Campus Safety Programs, including, ... Two (2) years of experience as an operational fire officer (volunteer experience will be considered). + NYS Fire...fulfill the mission while riding a fire apparatus. Maintains compliance with applicable reports. They will lead subordinates in… more
- Midland States Bank (New York, NY)
- …and other interested parties in partnership with the accounts' designated Trust Officer . In addition, the Trust Administrator may serve as the lead relationship ... an individual contributor role. Primary Accountabilities Collaborates with the Trust Officer to maintain up-to-date information on beneficiaries, and their changing… more
- Stony Brook University (Stony Brook, NY)
- …perform hazard assessments and carry out the necessary investigations to ensure compliance with state and federal requirements for regulated and hazardous building ... project monitors, air sample technicians, and abatement contractors to enforce compliance and contract requirements. + Promptly report and document any variation… more
- SMBC (New York, NY)
- …to its employees. **Role Description** This position supports the Chief Credit Risk Officer as well as Co-Head(s) of CDAD as a business management and coordination ... trackers, and organizational diagnostics to support strategic initiatives. + Monitor compliance with policies and procedures related to problematic assets, including… more
- SMBC (New York, NY)
- …to be reviewed appraisals and evaluations for accuracy, completeness, logic, and regulatory compliance . + Resolves appraisal and/or valuation issues for SMBC ... real property appraisals Reporting Relationships + Reports to the Chief Risk Officer + Direct Reports: + Deputy Chief Appraiser + Appraisal Administrator **Principal… more
