- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists ... to detail and ability to work independently. **General Job Posting:** The Compliance Officer supports consumer regulatory compliance functions for the… more
- Banco Popular Puerto Rico (New York, NY)
- …Nov 5, 2025 Location: New York, NY, US, 10004 Company: Popular Workplace Type: Hybrid Senior Compliance Officer II - Regulatory US B Regulatory ... Compliance We are looking for a Senior Compliance Officer to join our Compliance...Lakes, FL. The right candidate will support the consumer regulatory compliance functions for Popular Bank, including… more
- SMBC (New York, NY)
- …findings or recommendations; + M&T findings or recommendations; and/or + Observations by Compliance officer or business staff member + Coordinate with relevant ... Governance team is responsible for production of Annual Compliance Reports and related senior officer certifications....Must be well organized with project management skills. + Regulatory compliance experience at a broker dealer… more
- ManpowerGroup (New York, NY)
- …+ 4-7 years of specialized experience in financial services or banking regulatory compliance . + Excellent project management, analytical, and communication ... Our client, the financial services industry, is seeking a Regulatory Change Management Officer to join their team. As a Regulatory Change Management … more
- JPMorgan Chase (New York, NY)
- …the box, challenging the status quo and striving to be best-in-class. As a Regulatory Strategy Senior Officer - Associate within the Firmwide Regulatory ... of potential issues. + Establish and develop effective relationships within Compliance and with the Business, Operations, Finance, Regulatory Reporting,… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US Compliance ... businesses, working with regional teams across the globe. This Compliance Officer will also support other aspects...guidance and support to business units in adhering to regulatory / compliance requirements and assists in implementing … more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR-MORTGAGE ORIGINATION* WHAT IS THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing and ... applicable laws and regulations, ensuring controls are in place to mitigate compliance risk. Maintaining regulatory change management, policies and procedures,… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR-INVESTMENT ADVISORY* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance oversight and ... *Must-Have** * Bachelor's Degree or equivalent * Minimum 7 years of compliance , regulatory compliance with respect to registered investment adviser products… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER -CREDIT CARDS* WHAT IS THE OPPORTUNITY? Position is responsible for performing risk analysis and assessment of compliance regulations, ... new or revised laws and regulations. * Assist the Compliance Manager, Senior Compliance Officer ,...and other tracking reports as deemed necessary. * Conduct regulatory compliance monitoring activities as assigned and… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer -CIB **Reports to:** Director, Financial Crime Risk Oversight, ... mitigates financial crime risk. This involves providing guidance on regulatory compliance , close partnership with business and...risks of new products and mandates. The Senior FCRM Compliance Officer is responsible for supporting the… more