- TD Bank (New York, NY)
- …or regulator is preferred + Relevant professional designations such as FINRA Certified Compliance Officer Program + Basic knowledge of Equities, Fixed Income and ... to drive compliance training, leveraging various tools such as recent regulatory fines to using complex exceptions that required further investigation + Execute… more
- TD Bank (New York, NY)
- …for the Company and supports the development, implementation, and maintenance of a regulatory compliance program through compliance activities across various ... participates in routine monitoring plan meetings. The Deputy supports the US Head of Compliance Programs and Chief Compliance Officer (CCO) in ensuring the… more
- City of New York (New York, NY)
- …EHS support to the in-house construction management team. - Monitor contractor compliance with EHS regulatory and contractual requirements, BEDC EHS Standards, ... to support, monitor and ensure that BEDC is in compliance with Federal, State and local EHS laws and...- Participate and maintain involvement in DEP committees (eg, Regulatory Review Committee) - Provide EHS information on contractors… more
- City of New York (New York, NY)
- …EHS support to the in-house construction management team. - Monitor contractor compliance with EHS regulatory and contractual requirements, BEDC EHS Standards, ... to support, monitor and ensure that BEDC is in compliance with Federal, State and local EHS laws and...- Participate and maintain involvement in DEP committees (eg, Regulatory Review Committee) - Provide EHS information on contractors… more
- City of New York (New York, NY)
- …EHS support to the in-house construction management team. - Monitor contractor compliance with EHS regulatory and contractual requirements, BEDC EHS Standards, ... to support, monitor and ensure that BEDC is in compliance with Federal, State and local EHS laws and...- Participate and maintain involvement in DEP committees (eg, Regulatory Review Committee) - Provide EHS information on contractors… more
- Heritage Financial Credit Union (Middletown, NY)
- …a difference in the lives of our members and our community. POSITION PURPOSE Regulatory Compliance is responsible for developing and maintaining a Compliance ... a financial institution, auditing firm, or consulting firm with regulatory compliance focus + Bank operations experience...of the BSA and cooperate with the designated BSA Officer in assuring compliance . ESSENTIAL FUNCTIONS AND… more
- Securitas Security Services USA, Inc. (New York, NY)
- …timely reporting of workplace injuries and illnesses in accordance with regulatory requirements and company policies. **Audits & Inspections** *Conduct regular EHS ... compliance inspections, including AEDs, first aid supplies, fire extinguishers,...*Monitor and track completion of corrective actions to ensure compliance . *Perform inspections of emergency and disaster supplies, ensuring… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... for SMBC Nikko Securities Inc. **Role Objectives** + Assists in providing regulatory and compliance advice, identifying training needs, preparing and providing… more
- TD Bank (New York, NY)
- …and certain global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $145,000 - $185,000 USD TD is committed to providing fair… more
- WMCHealth (Valhalla, NY)
- …the WMC Health Network. Reporting directly to the Vice President, Deputy Chief Compliance Officer (Deputy CCO), the Director collaborates closely with them to ... program responsibilities. Responsibilities: + Collaborate with the VP, Deputy Chief Compliance Officer to develop, execute, and evaluate the enterprise-wide… more