- WMCHealth (Valhalla, NY)
- …the WMC Health Network. Reporting directly to the Vice President, Deputy Chief Compliance Officer (Deputy CCO), the Director collaborates closely with them to ... program responsibilities. Responsibilities: + Collaborate with the VP, Deputy Chief Compliance Officer to develop, execute, and evaluate the enterprise-wide… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** We are seeking an experienced Conflicts Officer to join our Compliance Control Room at TD Securities. This ... and compliance stakeholders on complex conflict scenarios. + Monitor regulatory developments and industry best practices to ensure the firm's conflict management… more
- KeyBank (Amherst, NY)
- …enhanced due diligence, and investigations reviews. + Coordinate the dissemination of regulatory compliance regulations, related laws and guidance to Key's lines ... of business (LOBs) to ensure corporate-wide compliance with regulatory requirements. + Act as...implementation. + Interact, at the direction of the OFAC Officer , with regulatory agencies and the Risk… more
- Saratoga Casino Hotel (Saratoga Springs, NY)
- …Conducts video reviews as assigned. + Documents equipment malfunctions. + Responsible for compliance with all related State and company regulatory requirements + ... Performs all other duties as assigned. + Promotes outstanding customer relations. + Able to lift and carry 30 lbs. occasionally. + Able to sit for 6-8 hours. + Ability to work flexible schedules due to the needs of the business, including evenings, weekends… more
- SMBC (New York, NY)
- …guidance to front office to ensure consistent and complete credit applications and compliance with internal policies and procedures + Ensure US Regulatory ... requirements are met with each credit application + Other credit related works/projects as assigned **Qualifications and Skills** + Minimum 3 years of relevant work experience in the financial services industry within the credit function as a credit analyst,… more
- University of Rochester (Rochester, NY)
- …close working relationship with the Senior Vice President and General Counsel, the Chief Compliance Officer of the Medical Center, the Director of Research ... limited to Title IX, Clery Act, and FERPA. Strong understanding of regulatory compliance in academic, research and clinical settings and in federal funding… more
- TD Bank (New York, NY)
- …provides advice, guidance and support to business units in adhering to regulatory / compliance requirements and assists in implementing compliance initiatives ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $135,000 USD TD is committed to providing fair… more
- CUNY (New York, NY)
- …responsibilities include but are not limited to the following: + Oversees regulatory compliance across multiple domains, including the Human Subjects Research ... Research Programs Manager ( Compliance and Human Research Protections) - Office of...the Senior Associate Dean for Research and Strategy/Chief Research Officer . The Research Manager will oversee several key domains… more
- Mastercard (Harrison, NY)
- …efforts to onboard crypto partners, conduct risk assessments, and develop robust compliance controls. * Collaborate with Legal, Regulatory , Risk, Product, and ... governments realize their greatest potential._ **Title and Summary** Manager, Legal Compliance - Crypto Mastercard Transaction Services Overview At Mastercard, we… more
- FlexStaff (Chappaqua, NY)
- …teams. Responsibilities: **MUST HAVE ANESTHESIA BILLING AND CODING EXPERIENCE** - Support the Compliance Officer and the overall Compliance Program - Conduct ... regulatory updates, and best practices to ensure ongoing compliance - Serve as a backup to the ...compliance - Serve as a backup to the Compliance Officer in their absence *Additional Salary… more