- City of New York (New York, NY)
- …go-live conditions. Stay abreast of the latest security, privacy, and regulatory concerns, ensuring a proactive approach to third-party risk management. Advise ... or contracts, responding to changes requested by third parties to ensure compliance and data protection. - Develop and implement efficient processes for risk… more
- M&T Bank (New York, NY)
- …appropriate Bank resources, including market leadership, tax liaison team, Legal and Compliance , to ensure timely delivery of quality service and expand client ... model for less experienced staff. + Understand and maintain current knowledge of regulatory requirements and Federal and state law concerning trust and estates, as… more
- Northwell Health (Staten Island, NY)
- …and respectful manner. Operates and maintains facility vehicles in accordance with regulatory compliance and policies. Operates and maintains all security and ... facility equipment in accordance with manufacturers' guidelines and facility policies. Writes incident report in accordance with policies and procedures to document events. Checks contents of packages. Assists security personnel in the performance of their… more
- SMBC (New York, NY)
- …Advises and records all Wall Crossings. + Liaises with EMEA and Tokyo Compliance to ensure global consistency where necessary and/or desirable. + Performs local ... communication skills including the ability to articulate securities laws and regulatory requirements to business professionals. + Self-starter able to work… more
- Saratoga Casino Hotel (Saratoga Springs, NY)
- …Conducts video reviews as assigned. + Documents equipment malfunctions. + Responsible for compliance with all related State and company regulatory requirements + ... Performs all other duties as assigned. + Promotes outstanding customer relations. + Able to lift and carry 30 lbs. occasionally. + Able to sit for 6-8 hours. + Ability to work flexible schedules due to the needs of the business, including evenings, weekends… more
- SMBC (New York, NY)
- …guidance to front office to ensure consistent and complete credit applications and compliance with internal policies and procedures + Ensure US Regulatory ... requirements are met with each credit application + Other credit related works/projects as assigned **Qualifications and Skills** + 5-7 years of relevant work experience in the financial services industry within the credit function as a credit analyst,… more
- SMBC (New York, NY)
- …RCSAs), as required. + Ensures the business unit is operating in compliance with applicable laws, rules, and regulations, provides oversight of processes designed ... cross-functional collaboration. + Prior risk managment within a complex regulatory and financial environment. **Additional Requirements** SMBC's employees participate… more
- American Express (New York, NY)
- …as well as related governance activities. + Knowledge of relevant regulatory compliance requirements, preferably relating to regulated financial institutions ... independent risk management function, led by the Chief Risk Officer , with the objective of ensuring that American Express...safe, sound, and fully compliant manner with all applicable regulatory expectations. Global Risk & Compliance creates… more
- Mizuho Corporate Bank (New York, NY)
- … regulatory reporting requirements as relevant to their remit. Summary The Operations Regulatory Reporting Officer position will play a key role in the ... one of the largest-and growing-banks in the world. About the Team Operations Regulatory Reporting is a newly created team within Operations that is responsible for… more
- American Express (New York, NY)
- …consistent payments, financing, and savings products. Led by the Chief Operating Officer , AENB HQ drives the administration of programs and services provided by ... key connection point with the second-line Global Risk & Compliance (GRC) teams. **How will you make an impact...an impact in this role?** This **Senior Manager of Regulatory & Audit Exam Management** will be part of… more