- HUB International (New York, NY)
- …, and strategic business initiatives. + 10+ years' experience as a senior SEC regulatory compliance professional for either a large financial services firm ... inquiries and requests; + Run point on ad hoc regulatory projects and other requirements as necessary. Compliance...approach to working effectively with others to build strong professional relationships both inside and external to HUB RPW.… more
- American Express (New York, NY)
- …banking products and platforms preferred. + Certified Regulatory Compliance Manager (CRCM) or similar professional certification preferred. ... challenge and guidance to US Consumer Deposits business stakeholders on compliance / regulatory requirements applicable to consumer deposit products and features.… more
- American Express (New York, NY)
- …Bachelor's Degree required. **Preferred Qualifications:** + Certified Regulatory Compliance ManCager (CRCM) or similar professional certification preferred. ... Compliance oversight, guidance and challenge to business stakeholders on compliance / regulatory requirements applicable to projects and processes. This… more
- American Express (New York, NY)
- …banking products & platforms preferred. + Certified Regulatory Compliance Manager (CRCM) or similar professional certification preferred. **Qualifications** ... Compliance oversight, guidance and challenge to business stakeholders on compliance / regulatory requirements applicable to consumer deposit products and… more
- TD Bank (New York, NY)
- …to detail and ability to work independently. **General Job Posting:** The Compliance Officer supports consumer regulatory compliance functions for ... Company and supports the development, implementation, and maintenance of a consumer regulatory compliance program through compliance activities across… more
- American Express (New York, NY)
- …Finance organization drives performance while upholding the Company's commitment to regulatory compliance and financial integrity through strategic collaboration ... Finance organizations. **Key Responsibilities:** + Serve as the primary compliance partner and advisor on regulatory change...a plus. + Bachelor's degree required; advanced degree or professional certifications (eg, CRCM) is a plus + Excellent… more
- Raymond James Financial, Inc. (New York, NY)
- …through education and experience to manage and oversee the operation of compliance functions for Regulatory Reporting and RJA Operations departments. Manages ... with department employees and management. + Responds to and oversees responses to regulatory inquiries. + Manages compliance exams of the firm by various… more
- Cherry Bekaert (Albany, NY)
- …practice, we have an excellent opportunity for a **Senior Associate ( Regulatory Compliance )** to join our team providing internal audit, ... support you at each stage of your personal and professional journey. In support of our growing Risk Advisory... regulatory compliance and risk management services to banks and financial… more
- HSBC (Buffalo, NY)
- …versatile, inquisitive, and diverse team of global professionals. As our Audit Manager, Regulatory Compliance , Conduct and Legal (RCCL) Audit you will: + Support ... represent US RCCL Audit team on matters related to Regulatory Compliance and Legal risk frameworks, Data...an HSBC employee, you will have access to tailored professional development opportunities to ensure you have the right… more
- City of New York (New York, NY)
- …Review and Compliance Inspectors and will be responsible for coordinating regulatory compliance inspections at Wastewater Treatment Plants (WWTPs) and site ... hire two (2) Associate Project Manager II's for a position with the Regulatory and Engineering Programs within in the Source Water Protection, located in Kingston,… more