- TD Bank (New York, NY)
- …FINRA Registrations; Health and Life Insurance Licensure + Knowledge of Bank regulatory risk and compliance policies, processes, and requirements + Knowledge ... and activities + Manages controllable expenses in a responsible manner + Drives compliance with all regulatory standards and requirements, TD policies and… more
- Deloitte (New York, NY)
- …Monitoring systems and related software + Experience in managing a team of professional AML/OFAC compliance practitioners + Ability to build strong relationships ... Anti Money Laundering (AML) Manager Our Deloitte Regulatory , Risk & Forensic team helps client leaders...and sanctions programs and controls. You will build your professional skills in a variety of project experiences by… more
- MTA (New York, NY)
- …monitoring, auditing, and reporting programs to evaluate effectiveness and ensure regulatory compliance . Support and help enforce the Respiratory Protection ... documents. Provide technical expertise during procurement to ensure vendor qualifications and regulatory compliance for hazardous work. + Maintain and apply… more
- American Express (New York, NY)
- …Practices group responsible for managing audit operations, quality, and standards; regulatory relations; reporting; training and professional development; and ... risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk, financial accounting, data analytics, and… more
- Bassett Healthcare (Cooperstown, NY)
- …direct accountability for clinical practice as it relates to, quality and regulatory compliance , interventional and procedural based activities. The Director is ... performance improvement standards, quality metrics, and key performance indicators Ensures compliance with all regulatory agency requirements (eg JCAHO/NYSDOH)… more
- Otsuka America Pharmaceutical Inc. (Albany, NY)
- …planning, execution, and follow-up of internal and external audits to ensure compliance with regulatory requirements. + ** Regulatory Authority Engagement:** ... trial and submission support, lead the R&D audit program, engage with regulatory authorities, and maintain clinical data integrity. The leader will be responsible… more
- American Express (New York, NY)
- …impact in this role?** The American Express Global Financial Crimes Compliance (GFCC) function provides second-line policy, framework, oversight and control ... solutions to meet the Company's legal, regulatory and risk management mandates in connection with Anti-Money...(TPS) will lead efforts multiple integrated workstreams to enable compliance with the firm's Financial Crime Risk Management Policy… more
- TD Bank (New York, NY)
- …section 265, section 871(m), tax treaties, structured notes, BEAT, Pillar 2, REIT compliance , branch taxation issues + Providing tax advice with respect to new ... preparedness + Providing tax counsel to the corporate tax compliance and tax audit functions + Monitoring and assessing...and assessing the impact of new and proposed legislation, regulatory activity, and tax guidance + Advising on the… more
- TD Bank (New York, NY)
- …guidance on day-to-day AML/ATF/Sanctions/ABAC matters affecting the business based on regulatory compliance requirements and industry best practice, including, ... associated risks. Contributes to the development and implementation of AML/ATF/Sanctions/ABAC Compliance programs related to all aspects of AML and ATF laws.… more
- American Express (New York, NY)
- …by performing key processes for controls, issue management, audit, ICT and regulatory exam responses, product enablement and customer experience. We are looking for ... in change management initiatives to ensure adequate assessment of risks and compliance with existing policies & regulations. + Compile best practices and learnings… more