- TD Bank (New York, NY)
- …activities remain within TD Bank's risk appetite and comply with external regulatory requirements. The team is responsible for ensuring timely and consistent ... to support all TDS businesses globally in adherence to regulatory requirements, managing risk and having effective operational controls...G&C leads, and Risk and Control Partners such as Compliance and Risk Management; and + Foster an environment… more
- Axis (New York, NY)
- …to senior leadership and the Board on continuity risks and mitigation strategies. + ** Regulatory & Audit Compliance ** + Ensure compliance with global ... the organization's resilience and preparedness for business disruptions, aligning with regulatory requirements and industry best practices. This position plays a… more
- Citigroup (New York, NY)
- …up to the Board level and extensive experience engaging with regulatory bodies. **Key Responsibilities** + **Governance Framework Development** : Design, implement, ... tailored to the evolving needs of the Strategic Ledger Initiative. + ** Regulatory Support** : Ensure the initiative anticipates and addresses the requirements of… more
- S&P Global (New York, NY)
- …related to customization of modelers and engines. + Knowledge of data partitioning, regulatory compliance , and the latest UI trends is desirable. + Experience ... to streamline onboarding, document processing, and exception handling. + Ensure compliance with data privacy, data sovereignty, and regulatory architecture… more
- M&T Bank (Buffalo, NY)
- …and DevOps practices, enhancing delivery, speed, and operational resiliency + Ensure regulatory compliance and security across all consumer and business banking ... well as modern digital platforms, API and cloud native architectureFamiliarity with regulatory and compliance frameworks + Prior experience working on multiple… more
- Safran (NY)
- …topics, including quality crisis, alerts and compliance risks 9. Ensure compliance with customers, regulatory , and Safran requirements Listed above are the ... Bachelor's Degree Required experience : More than 8 years Professional status : Professional , Engineer & Manager...services delivered to customers are compliant with customers & regulatory & Safran requirements (during all the phases of… more
- American Express (New York, NY)
- …risk professionals with diverse backgrounds including internal controls, consumer compliance , technology, operational risk, financial accounting, data analytics, and ... approximately 90% percent of IAG team members hold at least one professional certification. The IAG organization consists of 14 audit teams aligned with… more
- BMO Financial Group (New York, NY)
- …clients. Maximizes profit while prudently minimizing the bank's exposure and adhering to regulatory statutes. + Operates as key member of the deal team with efforts ... clients with specific product information. + Responds to inquiries from clients, regulatory agencies, or members of the business community in a professional… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- Rochester Regional Health (Rochester, NY)
- …by any regulatory agency or the health system. Understands and assures compliance for regulatory , accreditation and system process. (ie NYS Department of ... site(s) utilizing available tools and/or reports to facilitate improvement and ensure compliance . + Responsible for the financial operations of the practice. Reviews… more