- TD Bank (New York, NY)
- …of US Compliance Operations and Governance manages internal audits and regulatory exams of the Compliance function, tracks remediation efforts and assists ... in remediation of Compliance -owned findings, coordinates ad hoc responses to ...regulatory risk matters. + Empowered to make prudent professional decisions in rendering advice and counsel to business… more
- BMO Financial Group (New York, NY)
- …and making recommendations that significantly impact the Bank's ability to monitor regulatory compliance programs, minimize operational risk and align with ... incorporating compliance requirements into these initiatives. + Ensure effective regulatory compliance controls that enable business objectives. + Identify… more
- University of Rochester (Rochester, NY)
- …to ensure compliance with federal, state, and institutional guidelines. + ** Regulatory Compliance ** : Ensure strict adherence to the Federal Acquisition ... in compliance with organizational and governmental standards. Maintains compliance with all country-mandated regulatory requirements. Documents legal… more
- Raymond James Financial, Inc. (New York, NY)
- …promoting professional growth and development. + Interpret evolving regulatory requirements and implement compliance strategies accordingly. + Collaborate ... for the Capital Markets division. This role requires significant industry expertise, regulatory acumen, and leadership skills to manage compliance functions,… more
- NBC Universal (New York, NY)
- … and Privacy: + Build and enhance operational processes to support regulatory compliance and data protection, ensuring adherence to privacy-by-design and ... and engaged in best practices for data protection and regulatory compliance . + Stay informed about ...and continuous learning. + Develop team expertise and support professional growth through targeted development and training opportunities. +… more
- NYU Rory Meyers College of Nursing (New York, NY)
- …statured executive with significant professional experience in financial, legal, compliance , regulatory and/or audit matters (experience in multiple areas ... statured executive with significant professional experience in financial, legal, compliance , regulatory and/or audit matters (experience in multiple areas… more
- American Express (New York, NY)
- …payment and funding products. The successful candidate will be responsible for providing regulatory compliance oversight and guidance to the GCS marketing and ... support servicing, and related business-owned collateral and testing compendiums. + Assess regulatory compliance risk via the development and introduction of new… more
- TD Bank (New York, NY)
- …to develop proactive strategies, tactics, policies and programs to effectively manage regulatory / compliance issues + Meets with business ( Compliance ) ... who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance ,… more
- TD Bank (New York, NY)
- …and Internal Audits:** Work with key stakeholders with Global Control Room and Compliance broadly to respond to regulatory inquires and internal audit requests, ... and Global Control Room + Experience managing complex regulatory remediation. + Familiarity with regulations and compliance...nurture a high performing team + Highest personal and professional integrity and standards to advance TD's vision and… more
- Heritage Financial Credit Union (Middletown, NY)
- …employee benefits package, including a very generous PTO policy. POSITION PURPOSE Regulatory Compliance is responsible for developing and maintaining a ... the Credit Union's internal compliance policies and procedures 21. Maintain Regulatory Compliance department procedures as assigned 22. Maintain knowledge of… more
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