- American Express (New York, NY)
- …years of experience in first or second line consumer and/or enterprise regulatory compliance , internal/external audit, regulatory examinations / remediation ... payments or financial services industries. + Knowledge of US Consumer and/or Enterprise Compliance regulatory requirements applicable to banks. + Knowledge of … more
- Catholic Health (Buffalo, NY)
- …the management of human, fiscal and other resources, the development of personnel, compliance and regulatory and professional standards, strategic planning ... institution as a whole Responsibilities: EDUCATION + Graduate of an accredited professional nursing program + Bachelors of Science Degree in Nursing required, or… more
- Catholic Health (Buffalo, NY)
- …the management of human, fiscal and other resources, the development of personnel, compliance and regulatory and professional standards, strategic planning ... as a whole. Responsibilities: Educational Requirements + Graduate of an accredited professional nursing program + Bachelors of Science Degree in Nursing required OR… more
- TD Bank (New York, NY)
- …with staff and senior management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make prudent professional ... reporting to multiple stakeholders, and manages ongoing marketing items to ensure compliance with firm and regulatory policy. Teammates interact directly and… more
- TD Bank (New York, NY)
- …Standard. To that end, the incumbent will work with Oversight Functions (designated Regulatory Compliance Management accountability for areas of LRRs and Risk ... Standard. To that end, the incumbent will work with Oversight Functions (designated Regulatory Compliance Management accountability for areas of LRRs and Risk… more
- TD Bank (New York, NY)
- …of business, responding to requests, and providing guidance in support of the Compliance regulatory ** **engagement** **strategy. The Compliance Audit & Exam ... + 7+ years of experience **Preferred Background & Experience:** + **Certified Regulatory Compliance Manager or similar knowledge of consumer, commercial, and… more
- BMO Financial Group (New York, NY)
- …and making recommendations that significantly impact the Bank's ability to monitor regulatory compliance programs, minimize operational risk and align with ... incorporating compliance requirements into these initiatives. + Ensure effective regulatory compliance controls that enable business objectives. + Identify… more
- University of Rochester (Rochester, NY)
- …to ensure compliance with federal, state, and institutional guidelines. + ** Regulatory Compliance ** : Ensure strict adherence to the Federal Acquisition ... in compliance with organizational and governmental standards. Maintains compliance with all country-mandated regulatory requirements. Documents legal… more
- TD Bank (New York, NY)
- …+ Manage the Compliance Risk Assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified and assessed to ... regulatory remediation + Experience with developing and implementing regulatory compliance risk management frameworks and programs, including … more
- TD Bank (New York, NY)
- …of the Compliance Risk Assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified and assessed to ... regulatory remediation + Familiarity with developing and implementing regulatory compliance risk management frameworks and programs, including … more