- MongoDB (New York, NY)
- … compliance program, ensuring alignment with industry standards and regulatory requirements + Lead compliance audits and investigations, preparing ... on resolving such issues + Manage a team of compliance professionals, providing mentorship and professional development...+ A minimum of 10 years of experience in compliance , legal, or regulatory roles + Strong… more
- Amazon (New York, NY)
- …managing our motor carrier authority, understanding and evaluating risk, and enhancing our regulatory compliance programs. Basic Qualifications - 6+ years of ... TRC and transportation business teams to support cross-functional risk assessment and compliance initiatives - Deliver regulatory guidance and risk analyses to… more
- SMBC (New York, NY)
- …Commission (SEC) in the near future. The CCO will foster a culture of compliance and ensure local regulatory compliance requirements are met. Additionally, ... State and SEC-registered investment adviser, ensuring activities are conducted in compliance with applicable regulatory requirements. This includes global… more
- CS Energy (Albany, NY)
- …a highly organized and detail-oriented Compliance Lead to oversee and ensure regulatory compliance within our construction projects. The Compliance Lead ... stakeholders meeting contractual requirements + Analyze the financial impact of compliance risks and regulatory violations, including potential fines, penalties,… more
- Option Care Health (Albany, NY)
- …responsible for helping the business teams understand and follow Company policies, regulatory requirements, and our compliance program. The Vice President ... to our business teams providing strategic guidance and support on compliance -related matters, including regulatory and policy requirements, potential issue… more
- Cardinal Health (Albany, NY)
- …frameworks (eg, NIST, HITRUST, COBIT, COSO, and ISO) to drive IT Privacy regulatory compliance . + Prior experience working with Internal or External Audit ... (California Consumer Privacy Act) as well as relevant control frameworks to drive compliance to those regulatory requirements, while working with members of the… more
- City of New York (New York, NY)
- …for equitable growth. Your Team: The Division of Economic Opportunity and Regulatory Compliance (EORC) supports HPDs mission by reviewing the integrity ... receiving financial assistance from the Agency. The Office of Economic Opportunity and Regulatory Compliance is composed of 5 Units: - Labor Monitoring Unit… more
- BlackRock (New York, NY)
- …Americas Advisory Compliance team is seeking an experienced, self-motivated Compliance professional to support, maintain, and enhance BlackRock's Private ... + Prepare management information reporting + Work on other Compliance related ad-hoc projects as needed ** Professional ... Qualifications and Experience** + ~10 years' experience with regulatory compliance matters of a registered investment… more
- American Express (New York, NY)
- …Drive implementation and assess business understanding, processes, controls, mitigations, and compliance with applicable policy and regulatory requirements as ... part of the New Product Development process to assess compliance risks and ensure adherence with regulatory ...and appropriately exercise authority in a collaborative environment. + Professional maturity and confidence in expressing a point of… more
- American Express (New York, NY)
- …products and services as part of the New Product Governance process to assess compliance risks and ensure adherence with regulatory requirements. + Review and ... of the American Express Global Commercial Services (GCS) Line of Business Compliance Team (LOBCO), primarily responsible for business banking deposit products. The… more