- HSBC (New York, NY)
- …investors, our communities and the planet we all share. As Risk Stewards, Regulatory Compliance (RC) Advisors provide advice, guidance, opinions, direction, and ... as a regulatory coordinator and central point of contact providing regulatory compliance advisory support on transactions, strategic initiatives and projects… more
- TD Bank (New York, NY)
- …**Department Overview:** **The Global Compliance Department is responsible for overseeing Regulatory Compliance across TDBG in accordance with the Global ... This includes independently assessing the adequacy, adherence and effectiveness of regulatory compliance management programs and controls in the business.… more
- TD Bank (New York, NY)
- …Description:** The Global Compliance Surveillance Department is responsible for overseeing regulatory compliance across TDS in accordance with the Global ... Operating Framework. The team is accountable for promoting regulatory compliance by developing and maintaining a...nurture a high performing team. + Highest personal and professional integrity and standards to advance TD's vision and… more
- Raymond James Financial, Inc. (New York, NY)
- …promoting professional growth and development. + Interpret evolving regulatory requirements and implement compliance strategies accordingly. + Collaborate ... for the Capital Markets division. This role requires significant industry expertise, regulatory acumen, and leadership skills to manage compliance functions,… more
- City of New York (New York, NY)
- …that all program operations and professional development initiatives align with regulatory compliance standards, including those set forth by the Department ... enhances program quality and operational efficiency across youth services programs. Regulatory Compliance & Licensing Support: Assist in maintaining accurate… more
- Heritage Financial Credit Union (Middletown, NY)
- …a difference in the lives of our members and our community. POSITION PURPOSE Regulatory Compliance is responsible for developing and maintaining a Compliance ... experience in a financial institution, auditing firm, or consulting firm with regulatory compliance focus + Bank operations experience in mortgage originations,… more
- RGP (New York, NY)
- …affiliate of RGP, is actively recruiting a Senior Manager within our Risk & Regulatory Compliance practice. Our Senior Managers lead teams of industry experts ... As a Senior Manager in Reference Point's Risk & Regulatory Compliance practice, you will lead strategic...Disability insurance, 401(k) savings plan, Employee Stock Purchase plan, Professional development program, __ days of Paid Time Off… more
- MTA (New York, NY)
- …Certified Environmental Professional (CEP) Proven track record of leading regulatory compliance efforts and managing interactions with federal, state, and ... with regulatory agencies to address audit findings and maintain compliance . Monitor regulatory changes and adjust internal practices accordingly. Contractor… more
- NYU Rory Meyers College of Nursing (New York, NY)
- …statured executive with significant professional experience in financial, legal, compliance , regulatory and/or audit matters (experience in multiple areas ... statured executive with significant professional experience in financial, legal, compliance , regulatory and/or audit matters (experience in multiple areas… more
- American Express (New York, NY)
- … compliance risk assessments and control self-assessments + Support regulatory exam readiness, issue remediation, and corrective action planning + Coordinate ... impact in this role?** We are seeking an experienced and strategic Director, Compliance to lead compliance risk identification, management, and mitigation across… more