- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and skills gained through experience, specialized training, and/or certification in project management, information compliance risk management, and the ... securities and/or banking industry to support Information Compliance Risk Management's (ICRM) people, processes, technology initiatives, and routine activities… more
- TD Bank (Fort Lauderdale, FL)
- …a team of enthusiastic colleagues dedicated to setting new industry standards. The Compliance Regulatory Change Office (CRCO) supports TD business lines in ... experience + 7+ years of experience **Desired Skills & Experience** + Prior regulatory compliance experience within the banking industry and a familiarity with… more
- First Horizon Bank (Miami, FL)
- …responsible for completing audit engagement assignments with minimal supervision. The Audit Project Manager is expected to: + understand and identify the ... full range of risks related to processes, regulatory compliance , organization, policy, and technology, + evaluate control design adequacy in complex business… more
- Deloitte (Tampa, FL)
- …or operational evolutions + Direct working experience related to product management, regulatory compliance , risk management or controls oversight + Direct ... Financial Services Senior Manager - Regulatory & Financial Risk... Regulatory & Financial Risk offering supports clients' regulatory and compliance needs, balancing risk and… more
- Deloitte (Miami, FL)
- Senior Manager - FSI Risk, Regulatory &... Regulatory & Financial Risk offering supports clients' regulatory and compliance needs, balancing risk and ... risk) + Strong experience with the contents and implementation of specific regulatory initiatives such as: Dodd-Frank, general consumer compliance , regulatory… more
- Citigroup (Tampa, FL)
- …their needs. Proactively seeks feedback to influence change throughout organization. + Assists project manager and work with business users to gather business ... The Regulatory Reporting Manager -Securites Services accomplishes results...as we look to build this Organization, may involve Regulatory Reporting related project management ownership (business… more
- Grifols Shared Services North America, Inc (Fort Myers, FL)
- … authorities to expedite approvals. Participate in the development of, and leads/executes regulatory strategy and tactical decisions from project inception to ... approval, including lifecycle management of existing products. Serve as a regulatory representative on cross functional project teams, applying advanced… more
- Citigroup (Tampa, FL)
- …consistent track record of having worked as a Regulatory Engagement Manager or Project Manager , with accompanying proficiency using iCAPs/Citi's ... This position is part of the Human Resources (HR) regulatory management team formed to lead HR's end to-end...of defense, Internal Audit, HR Risk and Controls and Compliance on the closure of milestones, Corrective Action plans… more
- American Express (Sunrise, FL)
- …Compliance (GRC) teams. **How will you make an impact in this role?** This **Senior Manager of Regulatory & Audit Exam Management** will be part of the team ... these responsibilities will help to strengthen ECM's risk and control environment. The Regulatory & Audit Exam team will support ECM's internal and external exams… more
- Citigroup (Tampa, FL)
- This role will cover the Data, Regulatory and Account Operations teams. Data Operations provide an array of services to enable client lifecycle transactions ranging ... relationship establishment to supporting the data demands surrounding instruments and regulatory reporting demands. Regulatory Operations is designed to ensure… more