- TD Bank (New York, NY)
- …and oversee progress of applicable internal and external audit issues relating to TDS US Compliance + Support regulatory challenge frameworks to support ... will be a key member of the TDS US Compliance Regulatory Initiatives Team and US Wholesale...Support development of centralized functions within US Wholesale Compliance including policies, training and inquiries + Participate in… more
- TD Bank (New York, NY)
- … compliance monitoring. This role will execute monitoring, conduct regulatory research, support and provide objective guidance to assigned portfolio, ... enthusiastic colleagues dedicated to setting new industry standards. This position will support Compliance for Credit Cards and Unsecured Lending, specifically… more
- American Express (New York, NY)
- …Finance organization drives performance while upholding the Company's commitment to regulatory compliance and financial integrity through strategic collaboration ... applicable to Finance organizations. **Key Responsibilities:** + Serve as the primary compliance partner and advisor on regulatory change management and new… more
- TD Bank (New York, NY)
- …and oversee progress of applicable internal and external audit issues relating to TDS US Compliance + Support regulatory challenge frameworks to support ... US Compliance Initiatives Team and US Wholesale Compliance Group. The Compliance Regulatory ...Support development of centralized functions within US Wholesale Compliance including policies, training and inquiries + Participate in… more
- Nestle (Bohemia, NY)
- …future of health and nutrition for patients and consumers. **Position Summary:** As an IT Compliance Expert , you play a crucial part in ensuring the ... and supporting processes. Your primary responsibilities will include: + Support IT compliance of GxP systems and...and WIs (Work Instructions) and documentation standards. + Ensure regulatory compliance is aligned with industry best… more
- TD Bank (New York, NY)
- …Ensures business partners and Human Resources are provided with high quality advice and support + Shares expert knowledge, provide advice and counsel to business ... Scope: + Acts as practice leader and/or top level expert within own specialized area + Serves as key...and controls, for all department processes + Ensures ongoing compliance with internal / external audit and regulatory… more
- City National Bank (New York, NY)
- …long-term and/or complex technology projects or programs focused on IT risk, compliance , and regulatory initiatives. This role leads cross-functional project ... protocols. The role is instrumental in driving adherence to regulatory timelines and ensuring fulfillment of compliance ...and or breadth of expertise * Serves as an expert in own discipline or area of specialization *… more
- Liberty Utilities (Massena, NY)
- …of Rates and Regulatory Affairs and provides complex analytical work in support of regulatory proceedings and decisions. The position will be involved in ... tariff, compile revenues, sales, and general business statistics for compliance reporting, and support the general rate...accurate and timely manner + May act as an expert witness as needed before the regulatory … more
- Synchrony (New York, NY)
- …in response to regulatory feedback from exams/reviews or change requests to regulatory reports. To ensure compliance to regulatory requirements, this ... skills with ability to communicate, collaborate and influence relationships and support across multiple teams. + Experience managing regulatory requests,… more
- Guardian Life (New York, NY)
- …The Assistant General Counsel supervises three other professionals who handle regulatory matters, providing them oversight, guidance, and support , and ... The Assistant General Counsel should be adept at leveraging regulatory knowledge to actively support business strategies...solutions to maximize efficiency. The ideal candidate is a regulatory subject matter expert who has previously… more