- HSBC (New York, NY)
- …assigned departments exposure to legal risk is managed + Deliver specialized legal support on US bank regulatory matters affecting HSBC Group companies within ... business targets. As our Senior Legal Counsel - US Regulatory Legal you will: + Provide legal advice, guidance,...quickly and seamlessly between diverse, complex topics + Provide expert and professional legal and strategic advice, guidance, and… more
- Wolters Kluwer (New York, NY)
- … support , VitalLaw, is trusted by customers to help legal professionals achieve regulatory compliance and better understand complex legal issues in key areas ... in healthcare, legal, business, tax, accounting, finance, audit, risk and compliance rely on Wolters Kluwer's market-leading information-enabled tools and software… more
- TD Bank (New York, NY)
- …seeking a **Senior Analyst for Compliance Strategy and Operations (S&O)** to support the overall Regulatory Compliance Management (RCM) Program and ... , risk management and operation domains with a strong emphasis on regulatory compliance . You will shape data strategy, collaborate cross-functionally, and… more
- TD Bank (New York, NY)
- …+ Lead cross-functional teams and steer implementation, maintenance, and enhancement of regulatory compliance and risk management objectives + Lead the execution ... may interact with key stakeholders and third-party service providers to deliver Compliance programs that satisfy regulatory requirements. **Depth & Scope:** +… more
- PSEG Long Island (Hicksville, NY)
- …Flexible Work Model where flexible work is offered when job requirements allow. In support of this model, roles have been categorized into one of four work location ... to join PSEG. **Job Summary** Responsible for providing technical and strategic support to a team of technical associates for substation/transmission Inside Plant… more
- TD Bank (New York, NY)
- …team provides oversight and support for key elements of the US Compliance Program, including: + Regulatory training + Talent development + Employee ... with staff and senior management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make prudent professional decisions… more
- TD Bank (New York, NY)
- …internal audits and regulatory examinations. Track remediation efforts and support the resolution of compliance related findings, ensuring effective ... + 7+ years of experience **Preferred Background & Experience:** + **Certified Regulatory Compliance Manager or similar knowledge of consumer, commercial, and… more
- TD Bank (New York, NY)
- …of the Compliance Risk Assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified and assessed to ... regulatory remediation + Familiarity with developing and implementing regulatory compliance risk management frameworks and programs, including … more
- Heritage Financial Credit Union (Middletown, NY)
- …a difference in the lives of our members and our community. POSITION PURPOSE Regulatory Compliance is responsible for developing and maintaining a Compliance ... Compliance Analyst role works with CU leadership to support the Compliance and Risk Management Program...a financial institution, auditing firm, or consulting firm with regulatory compliance focus + Bank operations experience… more
- TD Bank (New York, NY)
- …individual will lead and coordinate compliance -related initiatives, manage regulatory exams, and collaborate cross-functionally to support business partners. ... **Customer Accountabilities:** + Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates relevant and… more