- TD Bank (New York, NY)
- …**Customer Accountabilities:** + Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates relevant and ... Business Oversight Manager provides second line oversight and support to TD Bank's compliance and business...to portfolio and specialty + Typically a subject matter expert for a key functional Compliance area… more
- JPMorgan Chase (New York, NY)
- …maintain Compliance policies, procedures and bulletins reasonably designed to support compliance with applicable regulatory obligations, corporate ... by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our...industry best practices. + Design and deliver training to support compliance with applicable regulatory … more
- JPMorgan Chase (New York, NY)
- …maintain Compliance policies, procedures and bulletins reasonably designed to support compliance with applicable regulatory obligations, corporate ... mitigation and control. The role will focus on providing Compliance support for the firm's JP Morgan...of compliance within the financial industry, key compliance skills, familiarity with regulatory best practices… more
- TD Bank (New York, NY)
- …skills. + Ability to make, support and defend difficult and complex regulatory / compliance decisions in a fast-paced and high pressured environment. + Ability ... jurisdictions. Analyzing and scoping the impact of new and complex regulatory and compliance developments across senior function/business/product, including… more
- TD Bank (New York, NY)
- …**Job Description:** The Senior Compliance Office provides advice, guidance and support to business units in adhering to regulatory / compliance ... in implementing compliance initiatives to help manage regulatory risk. ** Compliance Monitoring & Compliance...as required. + Assist with the development of the Compliance Oversight program. + Evaluate and support … more
- MTA (New York, NY)
- …(CHMM), Certified Environmental Professional (CEP) Proven track record of leading regulatory compliance efforts and managing interactions with federal, state, ... with regulatory agencies to address audit findings and maintain compliance . Monitor regulatory changes and adjust internal practices accordingly. Contractor… more
- TD Bank (New York, NY)
- …and compliance stakeholders on complex conflict scenarios. + Monitor regulatory developments and industry best practices to ensure the firm's conflict management ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing fair… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is committed to providing fair ... more specific details for this role. **Job Description:** The TD Securities US Compliance team is looking for Vice President candidates to join the trade… more
- TD Bank (New York, NY)
- …and/or externally The Senior Compliance Office provides advice, guidance and support to business units in adhering to regulatory / compliance requirements ... including the front office teams as well as the support functions including Technology and Operations * Build relationships...in implementing compliance initiatives to help manage regulatory risk. **Depth & Scope:** + Works independently as… more
- NASCO (Albany, NY)
- …and drafts complex commercial transactions, including technology agreements, and provides compliance guidance and support throughout the organization to ensure ... + Interacts with vendors and customers on legal and regulatory issues + Serves as our Compliance ...risks and provide practical solutions to complex issues to support our compliance programs + Ability to… more