- Citigroup (Queens, NY)
- …root cause analysis on identified issues, and escalating potential problems. The Lead Analyst will also evaluate testing results to make recommendations to ... logic, and reporting of Spot RWA balances and ensure completeness and accuracy of testing results to senior management. Lead Analyst Role and Responsibilities +… more
- Citigroup (Getzville, NY)
- The Regulatory Reporting role is a senior analyst position within the CGMI Segregation Oversight team, which is responsible for executing daily controls to ... traders), Markets Operations (NY/NJ), Financial Controllers (NY), Technology, Prime Legal, Compliance (NY/NJ), Compliance Independent Assurance testing , and… more
- Mizuho Corporate Bank (New York, NY)
- …week with the remainder worked remotely. Summary: Mizuho is looking for a Regulatory Reporting Business Analyst with strong proficiency in Power BI development, ... and findings, and maintaining and updating the Business Requirement Documents in compliance with regulatory requirements. + Support preparation of Regulatory… more
- Heritage Financial Credit Union (Middletown, NY)
- …Compliance and Risk Management Program with a primary focus on the CMS and Regulatory Lending Compliance . The Analyst will maintain broad and deep ... Senior Lending Compliance Analyst - Remote (Onsite as...lives of our members and our community. POSITION PURPOSE Regulatory Compliance is responsible for developing and… more
- TD Bank (New York, NY)
- …**Department Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as ... ethics and compliance across the organization to manage and mitigate regulatory compliance and conduct risks;** + **Contribute to growth, innovation and… more
- Guardian Life (Albany, NY)
- …to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst , Park Avenue Securities, and Park Avenue Investment Advisory, you will ... conduct branch office inspections using risk-based testing methodologies to ensure compliance with FINRA...in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a… more
- TD Bank (New York, NY)
- …sessions + Actively participate in regulatory reviews, internal audits, and compliance testing + Strong knowledge of adult learning principles and learning ... with staff and senior management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make prudent professional decisions… more
- Coinbase (Albany, NY)
- … Compliance team is essential in ensuring that our global CX Compliance Operations function efficiently, comply with regulatory requirements, and consistently ... deliver high-quality resolutions. As a Compliance Lead Analyst , Compliance Operations...Additionally, you will be proactively detecting emerging risks, optimizing compliance processes, and testing new tools and… more
- Guardian Life (New York, NY)
- …purpose, priorities, and values. Do you want to be part of a collaborative Compliance Legal Team? The Compliance Analyst , Park Avenue Securities (PAS), ... and investment adviser entities. + Assist with the Firm's Compliance testing program and the review and...perform high quality, value-added projects assessing the firm's overall regulatory compliance in various business functional areas.… more
- Fujifilm (Albany, NY)
- **Position Overview** The Purchasing Compliance Analyst reports to the Associate Manager of HLUS Strategic Sourcing and Indirect Purchasing. The Purchasing ... Compliance Analyst is responsible for ensuring adherence...Certified Professional in Supply Management (CPSM). + Knowledge of regulatory and corporate purchasing compliance requirements +… more
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