- City National Bank (New York, NY)
- * COMPLIANCE ANALYST * *WHAT IS THE OPPORTUNITY?*...must comply and an awareness of issues of recent regulatory focus. * Escalate and measure compliance ... The Compliance Analyst will be responsible for monitoring, oversight and independent...compliance /operational risk controls in accordance with Company or regulatory standards and policies. * Maintain CNB internal control… more
- American Express (New York, NY)
- …interpretation, regulatory change implementation, and incident response. + Support compliance testing , audit readiness, and business responses to ... detail oriented and proactive First Line of Defense (1LOD) Compliance Senior Analyst to support the business...and internal policies, working closely with both business and compliance partners. The ideal candidate has strong regulatory… more
- Coinbase (Albany, NY)
- … Compliance team is essential in ensuring that our global CX Compliance Operations function efficiently, comply with regulatory requirements, and consistently ... deliver high-quality resolutions. As a Compliance Lead Analyst , Compliance Operations...Additionally, you will be proactively detecting emerging risks, optimizing compliance processes, and testing new tools and… more
- Guardian Life (New York, NY)
- …purpose, priorities, and values. Do you want to be part of a collaborative Compliance Legal Team? The Compliance Analyst , Park Avenue Securities (PAS), ... and investment adviser entities. + Assist with the Firm's Compliance testing program and the review and...perform high quality, value-added projects assessing the firm's overall regulatory compliance in various business functional areas.… more
- Coinbase (Albany, NY)
- …* Conduct investigative review and analysis in support of company's BSA/AML regulatory compliance policies and programs including investigating automated alerts ... Compliance team is essential in ensuring that our global CX Compliance Operations function efficiently, comply with regulatory requirements, and consistently… more
- Snap Inc. (New York, NY)
- …services; and its AR glasses, Spectacles (https://www.spectacles.com/) . We're looking for a Compliance Analyst to join Snap's Integrity & Compliance team ... role is for you. What you'll do **:** + Compliance Monitoring & Testing : Perform monitoring and...project teams in a fast-paced environment. + Knowledge of regulatory frameworks and industry standards for compliance … more
- Bank of America (New York, NY)
- Compliance and Operational Risk Analyst -...Surveillance, and Testing + Process Management + Regulatory Compliance + Reporting + Risk Management ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/ Compliance -and-Operational-Risk- Analyst Year-Up\_25044080) **Job Description:** At Bank of… more
- NBC Universal (New York, NY)
- …compete within today's extraordinarily complex multi-platform & fragmented media landscape. The Compliance Operations Analyst will play a key role in ... consumer protection, governance). + Act as a centralized support function for compliance workflows (eg, Individual Rights Requests, accessibility testing , or… more
- Raymond James Financial, Inc. (New York, NY)
- …of the following corporate home office locations: Memphis, TN or Southfield, MI. The Regulatory Operations Analyst ( _CAT/CAIS Reporting Analyst_ ) plays a key ... role in supporting the firm's compliance with non-financial regulatory reporting requirements. Leveraging...Analyst in the design, planning, and execution of testing strategies; under direct supervision, may lead the … more
- M&T Bank (Getzville, NY)
- …material compliance . + Maintain compliance policy manual. + Conduct periodic compliance reviews and testing of the business unit. Perform reviews and ... in the development, implementation and execution of various operational risk/ compliance -related initiatives at the business line level, to include production… more
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