- Truist (Charlotte, NC)
- …the implementation and monitoring of governance programs related to Truist's regulatory reporting function. Such programs include effectiveness testing , risk ... time to time. Execute first line of defense activities related to regulatory reporting compliance with operational risk guidelines. This includes proactively… more
- Regions Bank (Charlotte, NC)
- …the careers section of the system. **Job Description:** At Regions, the Enterprise Risk Testing Analyst is a second line of defense risk management function that ... program **Preferences** + Relevant certifications and/or licenses, such as: + Certified Regulatory Compliance Manager (CRCM) + Certified Anti Money Laundering… more
- Regions Bank (Charlotte, NC)
- …the careers section of the system. **Job Description:** At Regions, the Enterprise Risk Testing Analyst is a second line of defense risk management function that ... unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum… more
- Navient (Raleigh, NC)
- …our mission, read more below, and let's build something great together! **The Senior Compliance Analyst position will report to the Sr. Compliance Manager ... - Head of 1st Line of Defense Compliance .** **As the Senior Compliance Analyst...workflows. **About You:** + 3-4+ years of experience in regulatory compliance , audit, or operational risk &… more
- Lowe's (Mooresville, NC)
- …and internal controls. The Analyst will verify the effectiveness of customs compliance processes by performing compliance testing of all import and ... **Your Impact** The Customs Compliance Analyst is responsible for managing...Customs Act. **What You Will Do** * Conduct comprehensive compliance testing to ensure that transactions are… more
- Lowe's (Mooresville, NC)
- …and internal controls. The Analyst will verify the effectiveness of customs compliance processes by performing compliance testing of all import and ... **Your Impact** The Customs Compliance Analyst is responsible for managing...also work with US Customs and Border Protection (CBP) regulatory audit division and the Canada Border Services Agency… more
- Coinbase (Raleigh, NC)
- … Compliance team is essential in ensuring that our global CX Compliance Operations function efficiently, comply with regulatory requirements, and consistently ... deliver high-quality resolutions. As a Compliance Lead Analyst , Compliance Operations...Additionally, you will be proactively detecting emerging risks, optimizing compliance processes, and testing new tools and… more
- Coinbase (Charlotte, NC)
- …* Conduct investigative review and analysis in support of company's BSA/AML regulatory compliance policies and programs including investigating automated alerts ... Compliance team is essential in ensuring that our global CX Compliance Operations function efficiently, comply with regulatory requirements, and consistently… more
- Carrington (Raleigh, NC)
- …file" to respond to regulatory compliance audit/exams + Perform assigned compliance testing as assigned and promptly escalate compliance concerns. + ... team and work remote from home!** The Loan Servicing Compliance Analyst I will be responsible for...for various audit and exam documentation. Also responsible for compliance testing and monitoring compliance … more
- Coinbase (Raleigh, NC)
- …like to speak with you about joining our team. Coinbase is looking for a security compliance analyst to drive the second line of defense in the IAM space. *What ... Essential to scaling is building and running a security compliance program that reflects how we protect the data...in a GRC tool * Financial services or financial regulatory experience Position ID: P69484 \#LI-Remote *Pay Transparency Notice:*… more