- TD Bank (Charlotte, NC)
- …and regulations (eg, primarily consumer financial protection laws).** **Duties:** **The Senior Compliance Testing Analyst is responsible for executing ... and regulations (eg, primarily consumer financial protection laws).** **Job Summary:** The Senior Compliance Testing Analyst executes independent testing … more
- TD Bank (Charlotte, NC)
- …procedures, and expectations or non- compliance with key laws and regulatory requirements. Testing teams implement consistent and standardized testing ... and tracking the closure of the remedial actions in collaboration with FCRM The FCRM Testing Analyst II assists in the independent testing of FCRM controls… more
- Citigroup (Charlotte, NC)
- …Assessment, Transfer Pricing. **Other Relevant Skills** Assessment, Credible Challenge, Regulatory Compliance , Risk Management. **Anticipated Posting Close ... Job Description The Senior Analyst - Stress Testing Coverage and...research and collaborating with internal stakeholders + Assists with regulatory exams, responses to regulatory feedback, execution… more
- TD Bank (Charlotte, NC)
- …vary depending on availability and individual circumstances_ **Job Description Summary:** The Compliance Testing Analyst II executes independent testing ... are complying with established policies, standards and procedures. The Compliance Quality Assurance Analyst II (US) will...testing engagement and initiatives + Works collaboratively with Compliance Testing team throughout the testing… more
- TD Bank (Charlotte, NC)
- …**Department Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as ... ethics and compliance across the organization to manage and mitigate regulatory compliance and conduct risks;** + **Contribute to growth, innovation and… more
- Guardian Life (Raleigh, NC)
- …to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst , Park Avenue Securities, and Park Avenue Investment Advisory, you will ... conduct branch office inspections using risk-based testing methodologies to ensure compliance with FINRA...in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a… more
- Truist (Charlotte, NC)
- …design and structure of control frameworks. 2. Assist with the develop data testing procedures and templates for various Regulatory Reports. 3. Analyze data ... accuracy and correctness of data. 4. Knowledgeable on accounting and regulatory reporting requirements, and reporting processes for assigned area of responsibility.… more
- Lowe's (Mooresville, NC)
- …and internal controls. The Analyst will verify the effectiveness of customs compliance processes by performing compliance testing of all import and ... **Your Impact** The Customs Compliance Analyst is responsible for managing...Customs Act. **What You Will Do** * Conduct comprehensive compliance testing to ensure that transactions are… more
- Coinbase (Charlotte, NC)
- … Compliance team is essential in ensuring that our global CX Compliance Operations function efficiently, comply with regulatory requirements, and consistently ... deliver high-quality resolutions. As a Compliance Lead Analyst , Compliance Operations...Additionally, you will be proactively detecting emerging risks, optimizing compliance processes, and testing new tools and… more
- Lowe's (Mooresville, NC)
- …and internal controls. The Analyst will verify the effectiveness of customs compliance processes by performing compliance testing of all import and ... **Your Impact** The Customs Compliance Analyst is responsible for managing...also work with US Customs and Border Protection (CBP) regulatory audit division and the Canada Border Services Agency… more
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