- Bloomberg (New York, NY)
- Operational Risk Manager - Regulatory Mapping - 12 month contract Location New York Business Area Legal, Compliance, and Risk Ref # 10045734 **Description & ... for Bloomberg's non-regulated products and services. We work to address regulatory issues, ensure compliance with current/developing rules and regulations, and… more
- Bank of America (New York, NY)
- Merrill Market Supervision Manager New York, New York **To proceed with your application, you must be at least 18 years of age.** Acknowledge Refer a friend **To ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Merrill- Market -Supervision- Manager \_25032095) **Job Description:** Merrill Wealth Management is… more
- Bank of America (New York, NY)
- …growth while minimizing regulatory , financial, operational, and reputational risks. The ** Market Client Relationship Manager (MCRM)** is a direct report to ... Merrill Market Client Relationship Manager New York,...+ Self-motivated and client centric + Expert knowledge of regulatory and supervisory requirements and corporate policies and procedures… more
- Citigroup (New York, NY)
- …to mitigate risk. The candidate will have experience in Equities Markets, knowledge of Market Risk Framework and Policy , and Market Risk management metrics ... The Equity Market Risk team is responsible for measuring, monitoring,...+ Interaction with regulators and auditors; Keeping abreast of regulatory changes, new regulations, and internal policy … more
- American Express (New York, NY)
- …the future of American Express. **How will you make an impact in this role?** The Manager , Market & Liquidity Risk Governance will be reporting to Director - ... financial risk management frameworks based on internal/industry best practices and changing regulatory landscape. + The Manager will collaborate with the… more
- Scotiabank (New York, NY)
- Senior Manager , US Market Risk **Requisition ID:** 231997 **Salary Range:** 128,211.00 - 224,700.00 _Please note that the Salary Range shown is a guideline only. ... results, in an inclusive and high-performing culture. TITLE: Senior Manager , US Market Risk DUTIES: The Bank...these regulators and speak during examinations. Interact with the Regulatory Relations team. Work within the US Market… more
- TD Bank (New York, NY)
- …supervision accountabilities on behalf of Business Line supervisors in accordance with Firm policy and regulatory requirements. TD has been growing its US Broker ... reviews. + Compile Electronic Trading management reporting on trade capture metrics, regulatory scorecards, policy exceptions and other ad hoc reporting as… more
- RELX INC (New York, NY)
- …been a long-time leader in deploying AI and advanced technologies to the legal market to improve productivity and transform the overall business and practice of law, ... About the Role: We are seeking a strategic and results-driven GTM Operations Senior Manager to oversee and optimize GTM processes across the Large Law segment This… more
- SMBC (New York, NY)
- …Description** Sumitomo Mitsui Banking Corporation (SMBC) is seeking a dynamic Compliance Policy Manager to join our Compliance Department Policies Team. In ... the current compensation paid in their geography and the market for similar roles at the time of hire....SMEs to draft, refine, and finalize clear, comprehensive compliance policy documents adhering to regulatory expectations and… more
- Amazon (New York, NY)
- …that support this vision. We are looking for an enthusiastic, detail-oriented Ad Policy Manager with excellent analytical abilities, and strong ownership and ... organizational skills, to join Advertising Trust Policy . In this role, you will build and develop.... Proven experience working on digital advertising in a regulatory position. . Proven experience with creative acceptance policies,… more
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