- Bank of America (Great Neck, NY)
- Financial Solutions Advisor - Consumer Investments - Central Long Island Market Great Neck, New York;Deer Park, New York; Manhasset, New York; Glen Cove, New York; ... capacity. * Is thorough and thoughtful in incorporating relevant regulatory due diligence into daily activities and long-term strategies...factor prohibited by law, and as such affirms in policy and practice to support and promote the concept… more
- Bank of America (New York, NY)
- Financial Solutions Advisor Stage II - Consumer Investments - Manhattan North Market New York, New York;New York, New York **Job Description:** Please note that this ... capacity. + Is thorough and thoughtful in incorporating relevant regulatory due diligence into daily activities and long-term strategies...factor prohibited by law, and as such affirms in policy and practice to support and promote the concept… more
- Bank of America (New York, NY)
- EFR Global Markets Risk Sr Manager - IRR Charlotte, North Carolina;Jersey City, New Jersey; New York, New York **Job Description:** At Bank of America, we are guided ... responsible for the local and/or global management and direction of applicable market related risk management functions within a specific product area. Key… more
- NYSERDA (Albany, NY)
- …to energy and climate policy , market barriers and market creation, and the regulatory environment. Develop and maintain professional relationships ... The development of major external reports typically includes conducting and managing market and policy research; analyzing and synthesizing data from government,… more
- Sumitomo Pharma (Albany, NY)
- …highly motivated, and experienced individual for the position of **Associate Manager , Compliance, Training & Strategic Alliance (CTSA), PVRM** . The Associate ... Manager , Compliance, Training & Strategic Alliance (CTSA), PVRM is...annual review and release of companywide Adverse Event (AE) policy training, ensuring that all training materials are compliant… more
- Intertek (Cortland, NY)
- …projects and provide timely sales feedback. + Develop & clearly communicate export regulatory guidance, policy & operational controls to Business Units and Site ... Export Control Manager , Cortland, NY Intertek, a leading provider of...support multiple Intertek Business Lines, ensuring the company meets regulatory , corporate and divisional export and import compliance requirements… more
- DoorDash (New York, NY)
- DoorDash is hiring an experienced program manager to help us jumpstart our legal compliance program. This high-visibility, high-impact role will require close ... partnerships with legal, product, policy , engineering, audit, and business teams. In addition to...address compliance risks and implement monitoring mechanisms to ensure regulatory adherence across a range of offerings and products.… more
- Citigroup (New York, NY)
- …and these tasks may include managing internal & external audits, or addressing regulatory issues. The Business Manager , SVP - Markets Capital Taskforce is ... include managing external audits, business continuity activities or addressing regulatory issues. The Business Unit Manager coordinates...(CTR). Markets Capital Task force is co-led by In-Business Market Risk & XVA teams. The XVA desk is… more
- Marex (New York, NY)
- …Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities ... provides comprehensive breadth and depth of coverage across four core services: Market Making, Clearing, Hedging and Investment Solutions and Agency and Execution.… more
- TD Bank (New York, NY)
- …functions + May be responsible for providing support for other major risk areas (eg Market , Credit, Reputational and/or Regulatory risks etc.) + May be a point ... Risk Management **Job Description:** The **Senior Group Risk Specialist, Senior RCSA Manager ** is a leadership position. The successful candidate will help oversee… more