- Capital One (New York, NY)
- Manager , Regulatory Affairs & Liaison Support Capital One, a Fortune 500 company and one of the nation's top 10 banks, offers a broad spectrum of financial ... company - and a great place to work. Within Capital One, the Regulatory Affairs function is...senior management with respect to onsite supervision and evolving regulatory policy matters. We are seeking a Manager… more
- Capital One (New York, NY)
- Senior Manager , IFX, AIML, & Regulatory Risk - Enterprise Services Risk The Enterprise Services Risk (ESR) organization is expanding with a focus on attracting ... Product Risk division, on the "AIFX" Team. The Senior Manager in this role will lead a small team...this role will lead a small team that supports Capital One Intelligent Foundations & Experiences (IFX) and Artificial… more
- Capital One (New York, NY)
- …or payment networks + Certified Anti-Money Laundering Specialist (CAMS) or Certified Regulatory Compliance Manager (CRCM) certification + 2+ years of experience ... Senior Manager , Know Your Customer (KYC) Advisory Governance The...to establish an effective risk control environment and address regulatory /compliance requirements while ensuring consistency among Enterprise KYC and… more
- Capital One (New York, NY)
- …science or artificial intelligence + Compliance certification(s) (CRCM (Certified Regulatory Compliance Manager ), ACAMS (Certified Anti-Money Laundering ... Senior Manager , Compliance Advisor - Retail Bank The Senior...line of business by:** + Providing input on business regulatory requirements + Providing guidance on business policies, standards,… more
- Scotiabank (New York, NY)
- Audit Manager , US Capital Markets **Requisition ID:** 240530 **Salary Range:** 90.000,00 - 167.200,00 _Please note that the Salary Range shown is a guideline ... to results, in an inclusive and high-performing culture. Audit Manager , US Capital Markets - New York,...controls and measurement technique, limit design and monitoring, risk reporting and traded products valuations based on an understanding… more
- Deloitte (New York, NY)
- …implementing, or supporting systems for trading, settlements, recordkeeping, compliance monitoring, regulatory reporting , risk or case management, operations, or ... Manager - Capital Markets Operations and...regulatory , risk-related, technological, or operational change initiatives within capital markets environments + Direct experience in people management,… more
- Capital One (New York, NY)
- Trade Surveillance Manager (Broker-Dealer & Swap Dealer) **About the Role** We are seeking a highly skilled Trade Surveillance Manager to lead and enhance the ... activity, and ensure ongoing compliance with SEC, FINRA, CFTC, and NFA regulatory requirements. The ideal candidate will bring market-conduct expertise across Swap… more
- Capital One (New York, NY)
- …- for our customers, our communities and our associates. As a Business Risk Manager in Capital One's Enterprise Services (ES) Risk organization, that's exactly ... Manager , Business Risk Guide- Enterprise Services Risk Office...and emerging technologies as well as critical business strategies. Capital One has taken a bold journey to build… more
- Capital One (New York, NY)
- …(Certified International Privacy Professional) or CRCM (Certified Regulatory Compliance Manager ) certification At this time, Capital One will not sponsor ... Compliance Privacy Advisor, Manager Manager , Compliance Privacy Advisor The Capital ...to address privacy compliance matters + Map legal and regulatory requirements to business processes and activities + Advise… more
- Capital One (New York, NY)
- Senior Manager , Business Controls Testing, Enterprise Services Risk The Enterprise Services Risk organization is expanding with a focus on attracting innovative, ... are valued as we work to redefine the financial sector. As a Senior Manager on the Business Controls Testing (BCT) team within the Enterprise Services Core Risk… more