- Truist (Charlotte, NC)
- … expectations. Effectively manage overall operational and compliance risk related to Regulatory Reporting . Support the reporting production teams in the ... protocols to ensure teammates understand and comply with policies and standards regarding regulatory reporting training. 9. Lead discussions with the … more
- Bank of America (Charlotte, NC)
- Sr. Regulatory Reporting Controller Charlotte, North Carolina **To proceed with your application, you must be at least 18 years of age.** Acknowledge Refer a ... instructions and business product strategies + Validate conformance with regulatory reporting instructions through a deep understanding...+ Works with internal control functions + Serves as lead with local regulator and other regulatory … more
- Deloitte (Raleigh, NC)
- …and developing governance processes + Developing and implementing regulatory reporting policies, including risk and control assessments, operational and data ... Senior Consultant, Regulatory Reporting Our Deloitte Regulatory...lead generation materials, and proposals The Team Our Regulatory & Financial Risk offering supports clients' regulatory… more
- TD Bank (Charlotte, NC)
- …Finance division, designed to strengthen AMCB's governance and control environment over financial reporting and operational processes. It aims to do so by ... controls, ensuring accuracy, compliance, and risk mitigation across the bank's financial reporting and operations. **Depth & Scope:** + Scope of role may have… more
- Wells Fargo (Charlotte, NC)
- …Fargo is seeking a Lead Compliance Officer for the Risk and Regulatory Change Management (RRCM) Operations role as part of Corporate Compliance Regulatory ... execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), which includes effectively following and… more
- TD Bank (Charlotte, NC)
- …change activities. Ensuring compliance with all internal governance documents and regulatory requirements.** **Establish and maintain comprehensive reporting and ... governance documentation. Monitor performance and communicate findings through structured reporting activities. Provide governance and operational support for… more
- Deloitte (Charlotte, NC)
- …following topics: trading, operations, lending, core banking platforms, compliance monitoring, regulatory reporting , risk or case management, or data management ... have opportunities to: + Learn how to identify, evaluate, and prioritize business, operational , regulatory , and technology risks as well as risk mitigation… more
- Bausch + Lomb (Raleigh, NC)
- …to continue leading the advancement of eye health in the future. **Objectives:** Lead and execute global regulatory strategies for development programs and ... influencing key stakeholders, and optimizing business outcomes. **Responsibilities:** + Formulate, lead , and drive integrated regulatory strategies across CMC… more
- ITG Brands (NC)
- …matters, including product submissions, labeling, marketing, enforcement, and reporting . Lead legal strategy and support for regulatory litigation and ... with operational goals. Represent the company in interactions with regulatory agencies, industry groups, and external counsel. Draft, review, and negotiate … more
- Bausch + Lomb (Raleigh, NC)
- …and nutritional/natural health products in the US and/or Canada + Formulate, lead , and drive integrated regulatory strategies across CMC and ... clinical/non-clinical, labeling, adpromo domains + Lead all CMC regulatory activities for IND, NDA and ANDA submissions and OTC products and dietary supplements… more