- TD Bank (Fort Lauderdale, FL)
- …Compliance for Credit Cards and Unsecured Lending, specifically related to regulatory compliance monitoring. This role will execute monitoring, conduct regulatory ... monitoring program + Manages and/or perform independent compliance reviews of regulatory requirements impacting the products supported + Conducts regulatory … more
- University of Miami (Miami, FL)
- …studies: JOB FUNCTIONS: Prepare and coordinate the entire process of regulatory document submission to the Institutional Review Board (IRB) from study ... for the process of study submissions (initial and amendment) and regulatory document maintenance; serves as point of contact for various boards, committees, and… more
- Coinbase (Tallahassee, FL)
- …of regulatory changes * Support tracking of implementation of process /control changes and post-implementation reviews * Provide advice and support on change ... of alert feed sources / keywords * Assist with review of new content providers and horizon scanning workflow.../ processes * Experience building out a legal / regulatory obligations library or exposure to the process… more
- Scotiabank (Tampa, FL)
- …the TAO and GTB business. Analyze and scope the impact of new and complex regulatory and Compliance developments. + Review and assess the impact of new business ... Director, US Bank Regulatory Compliance, Global Transaction Banking **Requisition ID:** 222945...+ Provide effective challenge of the Compliance Risk Assessment process for the TAO and GTB business. + Provide… more
- Citigroup (Tampa, FL)
- The Regulatory Reporting Manager-Securites Services accomplishes results through the management of small professional team(s) and department(s) or as an Individual ... of how areas collectively integrate within the sub-function of Investor Services Regulatory Reporting domain as well as coordinate and contribute to the objectives… more
- Citigroup (Tampa, FL)
- …governance and oversight framework. Support all the audit, internal and external review engagements. Ensure all regulatory and tax and corresponding sample ... are seeking a highly skilled and experienced professional to be part of the Regulatory Reporting & Client Tax Operations Quality Assurance (QA) team in our Wealth… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Job Summary** Under general direction, the Director of Regulatory Reporting and Analysis will be responsible for capital and liquidity risk management, as well as ... regulatory reporting for a national trust bank and a...projects. + Manage and execute on the annual budgeting process aligning with strategic business goals. + Oversee the… more
- Citigroup (Tampa, FL)
- …years hands-on experience with risk analytics, data integration, reporting automation, and process optimization. + 5+ years regulatory experience . Advanced ... Please see the requirements listed above. **Other Relevant Skills** Data Analysis, Process Optimization, Regulatory Oversight, Regulatory Reporting, Resource… more
- Citigroup (Tampa, FL)
- This position is part of the Human Resources (HR) regulatory management team formed to lead HR's end to-end regulatory issue lifecycle. This role will be part of ... the HR Chief Administrative Office and help ensure timely response to regulatory requests and exam responses and help effective oversight of program success and… more
- Citigroup (Tampa, FL)
- The Global Regulatory and Capital Reporting - Reporting Analytics Change Management and Innovation organization is looking for an Analyst / Data Scientist who is a ... processes, which then culminates with instituting common and optimized financial / regulatory reporting processes. Global Regulatory and Capital Reporting -… more