- Coinbase (Tallahassee, FL)
- …Financial Markets. The ideal candidate must possess strong accounting, compliance, regulatory reporting and operational expertise, an ability to communicate and work ... monitoring, accounting, reporting and analysis of business activity and all regulatory compliance requirements related to the registered FCM. This position will… more
- Highmark Health (Tallahassee, FL)
- …acts within the parameters of federal and state laws, regulations, and regulatory guidance. The incumbent is also responsible for the administration, interpretation, ... and intake protocols, monitoring and implementation of new or changing regulatory requirements, risk assessment and audit execution, risk treatment plans, policy… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …**Job Summary:** Raymond James is hiring a Supervision Senior Advisor to review and analyze account disclosures and transaction reviews to detect trends, trading ... limit firm liability. Conduct internal reviews to ensure compliance with regulatory requirements and internal policies including potential conflicts of interest.… more
- Community Based Care of Brevard, Inc. (Orlando, FL)
- …engagement and support. The Level 1 Licensing Coordinator complies with regulatory requirements. Partners with families and coordinates with CMAs and operations ... teams to ensure compliance with eligibility and regulatory standards. ESSENTIAL FUNCTIONS: Partner, Support and Coordinate with CMA and operations teams to ensure… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ Schedules and oversees compliance processes including scheduling, training, and review of compliance reporting. + May report compliance program status and ... Rules and regulations of: Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); state securities regulatory agencies; Federal… more
- JPMorgan Chase (Tampa, FL)
- …Testing CoE's overall success and strengthen the firm's compliance with regulatory obligations and industry standards. **Job responsibilities** + Lead control ... conclusions, making actionable recommendations, and distributing detailed compliance testing review reports. + Foster collaboration with Compliance and Operational… more
- Carnival Cruise Line (Miami, FL)
- …is both technical and managerial in nature with a major focus on regulatory compliance, safety and reliability, and finance. Technical decisions and approval shall ... with existing shipboard systems as well as classification and regulatory compliance. Managerial decisions will revolve around the planning, collaboration,… more
- Shuvel Digital (Pensacola, FL)
- …risk assessment scope development + Identify potential business risks, operational and regulatory process deficiencies and improvement opportunities + Gather and ... to be a great match for the position. Please review the below information for clarity on the position...data; present conclusions and offer risk mitigation, remediation and process improvement solutions to management + Lead/conduct and assists… more
- L3Harris (Malabar, FL)
- …Engineering, Manufacturing, and Test personnel, to establish and implement effective process controls aimed at risk mitigation and project success. Collaborate with ... cross-functional teams to support process control implementation and risk mitigation. Proactively monitor, analyze, report, and participate in the improvement of … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Separation of Duties, Dual Control, and support for internal audits and regulatory examinations. Develop and/or and manage new risk management processes and business ... trust Supplier Risk Management activities, operational control analysis, segregation of duties review , logical access control review , data privacy analysis, and… more