- American Express (Charlotte, NC)
- …Qualification:** + Master's degree in Finance/Accounting. CPA is a plus. + Knowledge of regulatory audit or process review is a plus. Guardian ... team is responsible for ensuring governance and oversight of regulatory reporting process . The team performs Quality...to:** + Lead Quality Assurance reviews which include: + Process review to identify control gaps and… more
- Teleflex (Morrisville, NC)
- …assigned projects. * Interact with regulatory authorities during the development and review process to ensure submission approval as well as during audits to ... to launch for moderate-complexity projects and ensure appropriate data collection for regulatory submissions and compliance. * Review and assess change control… more
- Grant Thornton (Charlotte, NC)
- As a Regulatory & Practice Review Seasonal Senior Manager you'll support audit teams for regulatory inspection with all with the resources, environment, and ... day-to-day may include: + Supporting audit teams that are selected for regulatory inspection + Communicating and interaction with the firm's regulators + Conducting… more
- Citigroup (Charlotte, NC)
- …types, lead the second line of defense (i) review and approval process with respect to the proper regulatory capital interpretations and RWA treatment ... + Participate in the new product review and approval process , responsible for regulatory capital determination across a wide range of credit products and… more
- Chiesi (Cary, NC)
- …and rewarding work. Who we are looking for Purpose Responsible for the regulatory review and submission of advertising and promotional materials for all ... advertising. + Actively contributes to the development and implementation of regulatory training programs for cross-functional partners. + Process improvement:… more
- TD Bank (Charlotte, NC)
- …Compliance for Credit Cards and Unsecured Lending, specifically related to regulatory compliance monitoring. This role will execute monitoring, conduct regulatory ... monitoring program + Manages and/or perform independent compliance reviews of regulatory requirements impacting the products supported + Conducts regulatory … more
- American Express (Charlotte, NC)
- …items. The individual will also help review controls supporting the Regulatory Report production process and testing procedures to determine if they ... review of regulatory reporting interpretative...with the various regulators. + Contribute to driving continuous process improvements, increase the level of automation, strengthen controls,… more
- Kelly Services (Winston Salem, NC)
- …support a dynamic and fast-paced regulatory team. **Key Responsibilities:** ** Regulatory Compliance & Documentation:** + Review and support the preparation ... with cross-functional partners including Manufacturing, Quality Assurance, Quality Control, Process Development, and Regulatory Affairs. + Operate autonomously… more
- Coinbase (Raleigh, NC)
- …of regulatory changes * Support tracking of implementation of process /control changes and post-implementation reviews * Provide advice and support on change ... of alert feed sources / keywords * Assist with review of new content providers and horizon scanning workflow.../ processes * Experience building out a legal / regulatory obligations library or exposure to the process… more
- Truist (Charlotte, NC)
- …meet regulatory reporting requirements and support the timely preparation, review , production and distribution of internal and external corporate and bank ... English (Required) **Work Shift:** 1st shift (United States of America) **Please review the following job description:** Serve as a strategic business partner in… more