- City National Bank (Charlotte, NC)
- …and Product framework, Policy, Standards, and second line of defense Procedures annual review and refresh process . * Work collaboratively with assigned business ... design or operating effectiveness for product and change risk management * Review and challenge regulatory remediation activities in assigned coverage areas… more
- Wells Fargo (Charlotte, NC)
- …fitness and criminal background standards. Wells Fargo will initiate the FINRA licensing review process at the time of offer acceptance. For specific FINRA ... ensure that the activity is in compliance with all regulatory and firm policies + Assist branch offices in...to maximize efficiencies within the private client group + Review and analyze controls to manage high risk investment… more
- TD Bank (Charlotte, NC)
- …for process improvements, ensuring the effectiveness of the high-risk customer review process + Collaborates with internal stakeholders to address gaps or ... assessing, and mitigating financial crime risks, ensuring compliance with regulatory requirements, and providing expert recommendations on complex matters. This… more
- Pfizer (Sanford, NC)
- …and performance processes, conducting statistical analysis of testing results to address process anomalies. + Write, review , and approve validation process ... or other value received, generally for public disclosure. Subject to further legal review and statutory or regulatory clarification, which Pfizer intends to… more
- Truist (Charlotte, NC)
- …(Required) **Work Shift:** 1st shift (United States of America) **Please review the following job description:** Technical accounting subject matter expert ... Financial Corporation and its subsidiaries to ensure compliance with GAAP, regulatory reporting and affiliate transaction requirements. Such complex issues include… more
- Grifols Shared Services North America, Inc (Research Triangle Park, NC)
- …Clinical Research Associate assists in the management of the clinical monitoring process to ensure site adherence to applicable regulatory requirements, ICH/GCP ... specific tasks and progress of the trial.** + **Performing regulatory document review and approval for IP...of study for study manager. Monitors adherence to the regulatory document collection process . Interacts with data… more
- CSL Plasma (Raleigh, NC)
- **Responsibilities:** 1 Perform final QA review and release for all shipment and associated documents, to ensure shipment meets customer specifications. 2 Ensure ... center records QA review to ensure thoroughness, accuracy and timeliness of required...of required information. Initiate investigation and ensure documentation of regulatory deficiencies. Determine the need for corrective action, ensure… more
- Wells Fargo (Greenville, NC)
- …fitness and criminal background standards. Wells Fargo will initiate the FINRA licensing review process at the time of offer acceptance. For specific FINRA ... and consult regarding policies and procedures, controls, tools and training + Review and analyze controls to manage high risk investment strategies and complex… more
- LifePoint Health (Rutherfordton, NC)
- …mentors all staff in UR standards and LOS topics. Insures effective Utilization Review Process .1. Performs admission and concurrent medical record review .2. ... of care management as prescribed in the initial Utilization Review Plan with regard to resources, appropriateness of care...by Joint Commission, OSHA, CMS, HCFA, AHCA and other regulatory agencies. Educates and mentors all staff in UR… more
- Glenmark Pharmaceuticals Inc., USA (Monroe, NC)
- …abroad. This individual will routinely report on system and business process performance; proactively identifying, providing guidance and implementing process ... timely manner. This position will also provide site representation for regulatory surveillance program. JOB RESPONSIBILITIES: Financial: Provide support in resource… more