- Cherry Bekaert (Raleigh, NC)
- …practice, we have an excellent opportunity for a **Senior Associate ( Regulatory Compliance)** to join our team providing internal audit, regulatory ... risk management services to banks and financial institutions. As the level of regulatory and business complexity continues to increase, so has the need for… more
- Truist (Charlotte, NC)
- … the following job description:** Responsible for conducting customer complaint review and remediation; coordinating and responding to regulatory requests ... and regulators with respect to compliance risk management activities and regulatory examinations. 6. Implement strategies and methods related to the compliance… more
- USAA (Charlotte, NC)
- …impactful. **The Opportunity** As a dedicated **Senior Auditor,** you will execute regulatory issue validation assignments. This role plays a key part in ensuring ... that regulatory issues are remediated effectively and sustainably in adherence...AIC in drafting related issues and audit reports for review by audit leadership. + Participates and provides feedback… more
- Cardinal Health (Raleigh, NC)
- **_What Regulatory Submissions Operations contributes to Cardinal Health_** Regulatory Submissions Operations uses specialized technology and knowledge to ... and compile paper and electronic documents related to the pharmaceutical industry regulatory submissions throughout each phase of drug development and though the… more
- Lincoln Financial (Greensboro, NC)
- …ability to develop collaborative approaches. + Ability to identify and recommend process improvements. + Successfully completes regulatory and job training ... 74707 **The Role at a Glance** We are excited to bring on a ** Regulatory GAAP and Statutory Investment Reporting Analyst** to support the Investment Accounting and… more
- Insight Global (Charlotte, NC)
- …. To learn more about how we collect, keep, and process your private information, please review Insight Global's Workforce ... accommodation due to a disability during the application or recruiting process , please send a request to Human Resources Request Form… more
- TD Bank (Charlotte, NC)
- …the audits. **Depth & Scope:** + Contributes to the Audit planning process for specific businesses/ functional units, including audit plans, resource requirements ... + Performs testing of critical areas of audit. Performs review of audit documentation. Oversees findings follow up and...you need to succeed in your new role. **Interview Process ** We'll reach out to candidates of interest to… more
- Bank of America (Charlotte, NC)
- …risk-based and regulatory examinations + Perform transactional testing of credit process execution of new and existing clients, and provide direct and timely ... Board of Directors or committee thereof, external auditors and regulatory agencies. The Portfolio Specialist works together with the...reporting on emerging risks + Experience with a Credit Review examination process + Proficiency in Excel… more
- Bank of America (Charlotte, NC)
- …Qualifications:** + Minimum 8 years of commercial credit experience (credit review , direct lending, workout, risk management and/or regulatory ), including ... Board of Directors or committee thereof, external auditors and regulatory agencies. This job is responsible for establishing and...and career development skills + Experience with a Credit Review examination process + Proficiency in Excel… more
- Wells Fargo (Charlotte, NC)
- …Senior Lead Credit Risk Officer as a part of Wells Fargo's credit risk review function. Risk Asset Review is responsible for reviewing actions, transaction ... and programs to ensure quality standards and requirements of interagency credit review guidelines are met, relevant controls are followed and executed, and… more