- TD Bank (Charlotte, NC)
- …Senior Transformation Manager supports the overall coordination of US regulatory remediation including oversight over all workstreams and responsibility for ... and organizational challenges into sustainable strategies to continue to meet regulatory expectations and be appropriately aligned with industry practices of peer… more
- Bank of America (Charlotte, NC)
- …to improve data quality of regulatory reports * Partner with NFRR Regulatory Interpretation and Technology teams to review and maintain data dictionaries for ... ensuring compliance with policies, and identifying opportunities to improve process performance and operating efficiency. Job expectations include knowledge of… more
- Fujifilm (Holly Springs, NC)
- … and approval of exceptions and CAPAs, while also facilitating the timely review and approval of process performance qualification (PPQ) protocols and reports, ... will oversee our Quality Product and Validation teams, along with the batch review and release teams. Your responsibilities will include ensuring that all released… more
- TD Bank (Charlotte, NC)
- …**U.S. Compliance Audit and Exam Management manages internal audits and regulatory exams of the Compliance function, tracks remediation efforts and assists ... in remediation of Compliance-owned findings, coordinates ad hoc responses to regulatory agencies and Internal Audit, prepares periodic reporting to multiple… more
- TD Bank (Charlotte, NC)
- …organizational skills for document management, reporting, system administration, etc. Please review desired skills & experience below as you consider this ... with staff and senior management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make prudent professional decisions in… more
- Wells Fargo (Charlotte, NC)
- …enhanced financial fitness and criminal background standards. Wells Fargo will initiate the FINRA review process at the time of offer acceptance. + This position ... leader is responsible for aligning product innovation with client needs, regulatory requirements, and market trends. **Key Responsibilities:** + **Product Strategy &… more
- Actalent (Durham, NC)
- … complexities and challenges, offering creative and practical solutions. + Assess and review the regulatory landscape to support assigned studies. + Execute ... Job Title: Regulatory & Site Start Up Manager 6 month...compliance with the RSU Management Plan. + Create and review technical and administrative documentation to support business development… more
- PNC (Raleigh, NC)
- …and Potential Audit Issues. Help prepare audit reports and support general audit process and control review activities related to traditional audit work, as ... audit environment that encourages innovation, champions data analytics, promotes process automation, and embraces emerging risks. PNC's Internal Audit department… more
- GRAIL (Durham, NC)
- …GCP audit program SOPs and templates, ensuring they remain current with evolving regulatory requirements and industry best practices. + Review and provide ... you'll collaborate cross-functionally to proactively manage both GCP and CDx regulatory risks, lead inspection readiness, and continuously improve quality standards… more
- Wells Fargo (Charlotte, NC)
- …fitness and criminal background standards. Wells Fargo will initiate the FINRA licensing review process at the time of offer acceptance. For specific FINRA ... ensure that the firms' requirements for supervision are in adherence with regulatory , compliance and legal requirements. The FiNet Home Office Supervisor understands… more