- City National Bank (Los Angeles, CA)
- …plans, and regulatory gap closures * Lead project activities involving risk assessments, remediation efforts, audit responses, and control testing to ensure ... *TECHNOLOGY PROJECT SENIOR MANAGER- IT RISK AND REGULATORY * *WHAT IS THE...estimates, staffing plans, and dependency tracking * Conduct project-level risk assessments to identify compliance risks and control… more
- PNC (Los Angeles, CA)
- …Reporting, Customer Risk , Decision Making, Regulatory Requirements, Risk Assessments, Risk Control , Strategic Objectives **Competencies** Accuracy ... compliance monitoring program and reviews activity to ensure it falls within established risk control limits. Executes on the Compliance program objectives for… more
- City National Bank (Los Angeles, CA)
- * REGULATORY ASSOCIATE, IN-BUSINESS CLIENT SERVICE & OPERATIONS RISK & CONTROLS* WHAT IS THE OPPORTUNITY? This position will work directly with the City National ... and assist in identifying, monitoring and mitigating operational and regulatory risks within Client Service & Operations.The role will...across the 2nd and 3rd lines to strengthen the control environment and enhance risk management practices.… more
- Travelers Insurance Company (Culver City, CA)
- …collaboration. Imagine loving what you do and where you do it. **Job Category** Risk Control **Compensation Overview** The annual base salary range provided for ... and all lines accounts. This role reports to the Risk Control Field Director or Managing ...span of resources. Stay current with technical subject matters, regulatory environment and emerging issues. + Subject Matter Expert… more
- Travelers Insurance Company (Diamond Bar, CA)
- …collaboration. Imagine loving what you do and where you do it. **Job Category** Risk Control **Compensation Overview** The annual base salary range provided for ... in the region. Delivers specialty services as assigned. Provides technical training to Risk Control generalists. Able to work with national or multi-regional… more
- Banc of California (Santa Ana, CA)
- …in the relevant business function within the scope of challenge responsibility. + Facilitate Risk Control Self-Assessment (RCSA) as the second line of defense to ... **THE OPPORTUNITY** Responsible for facilitating the design, development and implementation the Risk and Control Self-Assessment (RCSA) Program for the Company,… more
- Travelers Insurance Company (Long Beach, CA)
- …collaboration. Imagine loving what you do and where you do it. **Job Category** Risk Control **Compensation Overview** The annual base salary range provided for ... similar classes of business. This role reports to the Risk Control Field Director or Managing ... losses. + Stay current with technical subject matters, regulatory environment, and emerging issues. + Create a valued… more
- EverBank (Irvine, CA)
- **Business Unit Risk and Control Management** The BU Risk and Control Management job ensures the reliability and effectiveness of internal financial ... and weaknesses. + Oversees the compilation of various state and federal regulatory agency filings and coordinates quarterly and annual statement mailings. +… more
- City National Bank (Los Angeles, CA)
- … risk and control environment arising from risk assessments, risk monitoring, internal and external events, and regulatory exams * Exhibit high ... CNB Client Product and Suitability Policy, and Enterprise Change Risk Management Policy, Risk and Control... design or operating effectiveness for product and change risk management * Review and challenge regulatory … more
- Banc of California (Santa Ana, CA)
- …Enterprise Risk Management (ERM) framework, ensuring alignment with the bank's risk appetite, regulatory expectations (including those of the FRB), and ... the Risk Operations function, which includes oversight of Enterprise Risk Assessments, Enterprise Issues Management, Regulatory Exam Management, New Product… more