- JPMorgan Chase (Irvine, CA)
- …term through a holistic goals based planning approach + Strictly adhere to all risk and control policies, regulatory guidelines and security measures ... **Required Qualifications, Capabilities, and Skills** + Six plus years of work experience in Private Banking or Financial Services + Bachelor's Degree required + Series 7 and 66 licenses required for position; unlicensed candidates considered, but required to… more
- Parker Hannifin Corporation (Irvine, CA)
- …of damages/costs associated with performance); establishes review processes to mitigate risk during contract performance. Manages contractual change control ... Division is the premier global leader providing fluid management and electronic control systems to the aerospace market. Position Summary: Leads and manages a… more
- JPMorgan Chase (Los Angeles, CA)
- …long term through a holistic goals-based planning approach + Strictly adhere to all risk and control policies, regulatory guidelines and security measures ... **Required qualifications, capabilities, and skills** + A minimum of five years of financial services or service sales experience, established high net worth referral network and strong community presence + Proven trusted relationship builder with a track… more
- JPMorgan Chase (Los Angeles, CA)
- …and objectives in the short, medium and long term + Strictly adhere to all risk and control policies, regulatory guidelines and security measures **Required ... Qualifications, Capabilities, Skills** + 1-2+ years of work experience in Private Banking or Financial Services + Bachelor's Degree required + Series 7, 66 unlicensed candidates considered, but required to obtain licenses within 90 days of start date + Proven… more
- JPMorgan Chase (San Francisco, CA)
- …term through a holistic goals based planning approach * Strictly adhere to all risk and control policies, regulatory guidelines and security measures ... **Required qualifications, capabilities and skills:** * Eight plus years of work experience prospecting, acquiring, and developing private banking/wealth management relationships with ultra-high net worth individuals and families in the International, Cross… more
- JPMorgan Chase (San Francisco, CA)
- …refer opportunities to Bankers in local coverage markets + Strictly adhere to all risk and control policies, regulatory guidelines and security measures ... **Required Qualifications, Capabilities, Skills** + Six plus years of work experience in Private Banking or Financial Services + Bachelor's Degree required + Series 7, 66 and Insurance licenses required for position; unlicensed candidates considered, but… more
- Zscaler (San Jose, CA)
- …agents to enhance compliance tasks, including audit preparation, evidence collection, risk assessments, and control testing, while integrating autonomous and ... APIs, GRC tools, etc.), with the goal of streamlining audit preparation, risk assessments, and control testing, integrating compliance-related checks into CI/CD… more
- Actalent (Vista, CA)
- …on change control documents, ensuring correct filing category. + Represent Regulatory Affairs on interdepartmental project teams. + Interact with FDA and company ... The QA Specialist is primarily responsible for overseeing the quality and regulatory aspects of the company. This includes the development and maintenance of… more
- Wells Fargo (San Francisco, CA)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), ... services for the Chief Operating Office. This includes operations, control executives, strategic execution, business continuity and resiliency, data solutions… more
- Wells Fargo (Pasadena, CA)
- …standards are met + Identify and recommend opportunities for process improvement and risk control development within the Special Needs Trust Services team + ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance),… more