- Comerica (Charlotte, NC)
- … Engagement & Remediation The primary contact for regulatory matters related to risk and control for the line of business. Owns remediation plans and ... Job Description Senior Director Division Business Risk & Control OfficerThe Business ...risk types, including but not limited to operational, regulatory , market, traded, and credit risk About… more
- Truist (Winston Salem, NC)
- …and Change Office, responsible for the execution and support of the enterprise risk control self-assessment (RCSA). Utilize risk expertise to support ... the development and maturation of second line risk programs in alignment with regulatory expectations while balancing demands on capacity to execute program… more
- CRC Insurance Services, Inc. (Charlotte, NC)
- …States of America) **Please review the following job description:** The Senior Cyber Regulatory Officer will lead a team to provide strategic direction for ... Drive cross-functional alignment among key data privacy stakeholders, including cyber, data, risk , compliance, and legal teams. + Support regulatory interactions… more
- Truist (Charlotte, NC)
- …the Risk Management Organization. This position examines remediation plans, validates risk reduction, and works with enterprise control testing to assess the ... associated with business processes and activities. 2. Oversee testing, root cause analysis, control design, and examine key risk metrics to evaluate the… more
- Huntington National Bank (Charlotte, NC)
- Description The Business Risk Officer Senior within Wealth Management plays a key role in the delivery of risk strategy and execution for the Wealth ... professionals and partners with senior leaders to ensure effective risk governance, regulatory compliance, and operational resilience.... Risk for the Segment, including the quarterly Risk and Control Self-Assessment (RCSA). + Assess… more
- SMBC (Charlotte, NC)
- …portfolio of benefits to its employees. **Role Description** The Director, IT Functional Control Officer (FCO) for Capital Markets/Nikko is a change agent and ... Technology functional areas with expert guidance on processes and control design, ensures effective assessment of technology risk...a trusted advisor to the CM Nikko Chief Information Officer and their teams, driving a culture of accountability… more
- Wells Fargo (Charlotte, NC)
- …empowered to grow. Join us! **About this role:** Wells Fargo is seeking a Senior Lead Control Management Officer to join the Legal and Public Affairs Control ... Public Affairs business partners to identify processes, develop effective controls, support risk and control assessments, and determine corrective actions to… more
- Wells Fargo (Charlotte, NC)
- …and empowered to grow. Join us! **About this role:** Wells Fargo is seeking a Lead Control Management Officer to join the Legal and Public Affairs Control ... position will be the committee secretary for both the Legal and Public Affairs Risk and Control Committees and be responsible for assisting in agenda… more
- KeyBank (Charlotte, NC)
- … will be a member of the Consumer Deposit Compliance team within Compliance Risk Management. The Compliance Officer will provide subject matter expertise of ... monitoring and testing to ensure compliance risks are mitigated according to Key's Risk & Control Self-Assessment (RCSA) Procedures and applicable policies. As… more
- Wells Fargo (Charlotte, NC)
- …multiple business lines + Identify and recommend opportunities for process improvement and risk control development + Report findings and make recommendations to ... the reporting, escalation, and timely remediation of issues, deficiencies or regulatory matters regarding compliance risk management + Provide direction… more