- Comerica (Charlotte, NC)
- … Engagement & Remediation The primary contact for regulatory matters related to risk and control for the line of business. Owns remediation plans and ... Job Description Senior Director Division Business Risk & Control OfficerThe Business ...risk types, including but not limited to operational, regulatory , market, traded, and credit risk About… more
- Truist (Raleigh, NC)
- …and Change Office, responsible for the execution and support of the enterprise risk control self-assessment (RCSA). Utilize risk expertise to support ... the development and maturation of second line risk programs in alignment with regulatory expectations while balancing demands on capacity to execute program… more
- Truist (Charlotte, NC)
- …the Risk Management Organization. This position examines remediation plans, validates risk reduction, and works with enterprise control testing to assess the ... associated with business processes and activities. 2. Oversee testing, root cause analysis, control design, and examine key risk metrics to evaluate the… more
- US Bank (Charlotte, NC)
- …such as new vendors, systems, products and segments, by advising on fiduciary risk , informing procedure and control design, participating in Steering Committees, ... fiduciary risk . Stay abreast of relevant OCC handbook requirements and regulatory changes and update risk management frameworks accordingly. Participate in … more
- Truist (Greensboro, NC)
- …other risk partners. 6. Ensure effectiveness and structure in regulatory engagement practices, including responses out of Enterprise Technology. 7. Develop and ... effective channels of communication with Enterprise Technology partners, other risk and control functions, Business Unit (BU)... functions, Business Unit (BU) management, as well as regulatory agencies. 8. Drive improved risk measurement… more
- Wells Fargo (Charlotte, NC)
- …to grow. Join us! **About this role:** Wells Fargo is seeking a Senior Lead Control Management Officer within the Consumer and Small Business Banking (CSBB) ... Lead transformation efforts for business process consolidation and optimization through common risk and control development and maturity + Identify opportunities… more
- Truist (Charlotte, NC)
- …and direction of risks, key and emerging risks, and status of previously-identified risk and control issues. 5. Communicate with management and regulators with ... respect to compliance risk management activities and regulatory examinations. 6. Implement strategies and methods related to the compliance risk management… more
- Wells Fargo (Charlotte, NC)
- … risk monitoring and reporting processes. + Participate in Control Management projects and cross-functional working groups. **Required Qualifications:** + 5+ ... years of Risk Management or Control Management experience, or...company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory… more
- First Horizon Bank (Raleigh, NC)
- …knowledge of banking products and services + Exercise discretion and judgment identifying risk / control gaps that may have an adverse impact; and the ability ... workpaper standards to meet the requirements of internal partners (Internal Audit) and regulatory agencies (FRB, CFPB, etc.). + Assist the CT Director on an as… more
- Wells Fargo (Charlotte, NC)
- …appropriate committees + Identify and recommend opportunities for process improvement and risk control development + Receive direction from leaders and exercise ... Monitor the reporting, escalation, and timely remediation of issues, deficiencies or regulatory matters regarding compliance risk management + Oversee the Front… more