- KeyBank (Charlotte, NC)
- …44144 **Job Summary** As part of Key's second line of defense Compliance Risk Management function, the Complaint's Management Compliance Officer is responsible ... monitoring and recommend improvements to business processes, which are necessary to meet regulatory changes and further mitigate potential risk exposure to Key… more
- KeyBank (Charlotte, NC)
- …monitoring and testing to ensure compliance risks are mitigated according to Key's Risk & Control Self-Assessment (RCSA) Procedures and applicable policies. The ... Tiedeman Road - Brooklyn, Ohio 44144 The Senior Compliance Officer will be a member of the Consumer Deposit...member of the Consumer Deposit Compliance team within Compliance Risk Management. They will provide subject matter expertise of… more
- Wells Fargo (Charlotte, NC)
- …such as Control Executive team, Audit, Legal, external agencies, and regulatory bodies for oversight of risk management. + Understand data management ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance),… more
- Wells Fargo (Winston Salem, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), ... general trust administration, specialty trusts, custody, tax, specialty assets, regulatory , privacy, ecommerce, deposit relationship and strategy, and business… more
- TD Bank (Charlotte, NC)
- …with US Enterprise Protect Business Information Security Officer team as the primary risk and control partner + Will be engaged in challenge and oversight of ... areas of expertise + Anticipates emerging business trends and regulatory / risk issues as a basis for recommending...+ Coordinates and/or guides activities relating to core operational risk disciplines/programs including, Risk & Control… more
- City National Bank (Charlotte, NC)
- …National Bank's ("CNB") and Business Control Officer ("BCO") and Senior Business Control Manager for Risk Management and will partner with the Risk ... and controls, coordinating risk registers, and contributing to the overall Risk and Control Self-Assessment (RCSA). The role also collaborates with business… more
- Wells Fargo (Charlotte, NC)
- …Market Risk Specialist to join the Corporate and Investment Banking, Chief Risk Officer Group. This individual will lead the transformation of our ... risk exposures across all asset classes. + Ensure compliance with internal policies, risk appetite and regulatory requirements. + Perform root cause and trend… more
- Truist (Raleigh, NC)
- …with enterprise standards. 6. Develop relationships and partner with BU Chief Risk Officer , Audit, Operational Risk Management, Compliance, Enterprise ... assigned business units including the coordination and support for Risk Committees, Risk working groups, regulatory...of the reports produced by the team. 9. Evaluate control weakness or key indicators exceeding risk … more
- American Express (Charlotte, NC)
- …within the Global Risk and Compliance organization and led by the Chief Risk Officer , manages operational risks associated with Information & Cyber Security ... management within the banking/financial services industry including policy & procedure development, risk appetite, risk control self-assessment and testing,… more
- SMBC (Charlotte, NC)
- …portfolio of benefits to its employees. **Role Description** Reporting to the Operational Risk Officer , Director of Operational Risk , the position supports ... governance reporting on Operational Risk Programs like Risk Appetite, Risk and Control ...risk reports for senior leadership, governance committees, and regulatory bodies. + Support data quality initiatives and ensure… more