• Broker Dealer Regulatory Governance…

    SMBC (New York, NY)
    …to ensure consistency in achieving industry best practices and in minimizing regulatory risk . + Seek operational efficiencies and automation of processes ... (SPG), Office of the CEO (CEOAD), Tokyo Home Office, Finance & Operations, Risk , HR, Internal Audit, and Technology. The Regulatory Governance team collaborates… more
    SMBC (01/07/26)
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  • Risk and Compliance Officer

    Whitney Young Health Center (Albany, NY)
    Risk and Compliance Officer (Req 101027) Albany, NY (http://maps.google.com/maps?q=4+Airline+Drive+Albany+NY+USA+12205) Apply Description Be a part of the ... life insurance, commuter benefits and more! GENERAL RESPONSIBILITIES: The Risk and Compliance Officer oversees the ...a common knowledge base for providers and staff on regulatory mandates, Risk Management, HIPAA, Corporate Compliance… more
    Whitney Young Health Center (12/19/25)
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  • Chief Risk Officer

    Heritage Financial Credit Union (Middletown, NY)
    Chief Risk Officer - Middletown, NY Middletown, NY (http://maps.google.com/maps?q=25+Rykowski+Lane+Middletown+NY+USA+10941) Job Type Full-time Description Come ... join Heritage Financial Credit Union's Executive Team as the Chief Risk Officer We're seeking a visionary leader to step into the role of Chief Risk more
    Heritage Financial Credit Union (01/09/26)
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  • Regulatory Officer (Advisory), Vice…

    SMBC (New York, NY)
    … interactions and exam management for US regulators. Role Description The VP, Regulatory Officer works with the Regulatory Relations Advisory team ... as an advisor to SMBC business and functional departments for financial and risk management topics in connection with regulatory engagements including … more
    SMBC (11/04/25)
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  • Operational Risk Officer - Business…

    KeyBank (NY)
    **Location:** 4900 Tiedeman Road, Brooklyn Ohio The Operational Risk Officer position resides in the 2nd Line of Defense within KeyCorp's Operational Risk ... actions that may expose KeyCorp and its affiliates to losses, regulatory or reputation risks, or to risk levels that exceed desired risk appetite through its… more
    KeyBank (12/15/25)
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  • Compliance Officer , Regulatory

    TD Bank (New York, NY)
    …the Business and assist in implementing compliance initiatives to help manage regulatory risk . **Education & Experience:** + Bachelor's degree or progressive ... specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists...to clearly provide written reports that identify and quantify risk as well as present sound solutions taking into… more
    TD Bank (12/21/25)
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  • Bank Risk Investment Officer

    PNC (New York, NY)
    …valued and have an opportunity to contribute to the company's success. As a Bank Risk Investment Officer within PNC's Market Risk Oversite organization, you ... complex risks including PFE, VaR, CVA, and stress scenarios. Regulatory Engagement: Represent Market Risk Oversight in regulatory and audit reviews, ensuring… more
    PNC (12/13/25)
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  • Risk Management - Corporate Risk

    JPMorgan Chase (Brooklyn, NY)
    Join a team at the forefront of global risk management and regulatory compliance. Make a meaningful impact by supporting critical capital and stress testing ... help us deliver high-quality analytics, reporting, and process enhancements that support regulatory and internal risk management objectives. You work closely… more
    JPMorgan Chase (12/04/25)
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  • Industry Credit Risk Management - CRE…

    US Bank (New York, NY)
    …for key credit risk management strategy initiatives and programs. Industry Credit Risk Management - CRE Officer is responsible for portfolio management of ... One. **Job Description** Credit Strategy is a dynamic team within Credit Risk Management focused on optimizing the identification, quantification and mitigation of… more
    US Bank (01/08/26)
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  • SVP, Chief Risk Officer - Private…

    Raymond James Financial, Inc. (New York, NY)
    …accuracy and effectiveness of risk information. . Ensures the business risk management practices comply with regulatory requirements and industry best ... design, risk controls and segregation of duties . Relevant risk -based regulatory schemes including Basel I and Basel II and current rules under… more
    Raymond James Financial, Inc. (10/30/25)
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