- TD Bank (New York, NY)
- …the Business and assist in implementing compliance initiatives to help manage regulatory risk . **Education & Experience:** + Bachelor's degree or progressive ... specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists...to clearly provide written reports that identify and quantify risk as well as present sound solutions taking into… more
- TD Bank (New York, NY)
- …Risk Management including Model Risk Management and the Office of the Chief Risk Officer . They should have and should have the ability to read and ... governed by Corporate Functions across TD. This position will primarily support Regulatory Compliance Management and Risk and Control Self-Assessments for US… more
- Wells Fargo (New York, NY)
- …and risk management purposes. **About the Role:** Wells Fargo is seeking Model Risk Officer for the areas of Counterparty Credit Risk that covers ... Credit Risk exposure models. As a Model Risk Officer (MRO), you will be managing...alignment with firm-wide policies. + Identify and mitigate model risk in accordance with internal standards and regulatory… more
- SMBC (New York, NY)
- …a competitive portfolio of benefits to its employees. **Role Description** The Director, Sr. Regulatory Officer works with the Regulatory Relations team to ... strongly preferred. + Comprehensive knowledge of financial services supervisory and regulatory environment including familiarity in financial services risk … more
- Santander US (New York, NY)
- VP, Leveraged Finance Credit Risk Officer Country: United States of America **Your Journey Starts Here:** Santander is a global leader and innovator in the ... **The Difference You Make:** The VP, Leveraged Finance Credit Risk Officer (Sr. Associate, Credit Risk...for the department. + Setting of appropriate internal credit risk ratings and regulatory risk … more
- Citigroup (New York, NY)
- The Enterprise Data Office (EDO) Regulatory Management senior officer will be part of Citi's Technology & Business Enablement Regulatory Management team and ... report to the Enterprise Data Office Regulatory Management Lead. Citi's Enterprise Data Office ...Reporting, Policy and Procedure, Program Management, Referral and Escalation, Risk Controls and Monitors, Risk Identification and… more
- JPMorgan Chase (New York, NY)
- …a Managing Director, Chief Credit Officer in the Asset and Wealth Management Credit Risk team, you will play a pivotal role in managing risk and supporting ... Join JPMorgan Chase and be at the forefront of risk management and compliance. As a key player in...policies and lead 3rd line of defense and external regulatory reviews of the portfolio. + Utilize credit authority… more
- MUFG (New York, NY)
- …work remotely one day. A member of our recruitment team will provide more details. Risk and control officer will be responsible for assisting with the duties of ... the BURM (Business Unit Risk Manager) for Operations. The associate will be responsible...with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA).… more
- Citigroup (Getzville, NY)
- The Risk Reporting Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering ... to: portfolio concentrations, limit exceptions, stress testing, loss reserves or high- risk exposures. Roles + Assists in Regulatory Reporting initiatives.… more
- JPMorgan Chase (New York, NY)
- …box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Senior Officer within the JPM Wealth Management team and the ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center...in Compliance as well as have a familiarity with regulatory best practices. Additionally, you will support JPM Wealth… more
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