- Citigroup (New York, NY)
- Citibank, NA seeks a Regulatory Risk Sr. Officer I for its New York, NY location. Duties: Support Regulatory Execution team in the development, adoption, ... Employer. Wage Range: $182,050.00 to $227,114.00 Job Family Group: Risk Management Job Family: Regulatory Risk **Job Family Group:** **Job Family:** **Time… more
- Citigroup (New York, NY)
- …experience as a Data Analyst, Business Analyst, Compliance Analyst, Risk Manager, Regulatory Risk Officer , or related position involving financial data ... Citibank, NA seeks a Model/ Analysis/ Validation Senior Officer I for its New York, New York...Basel parameter and review it with CPB Business and Risk team. Provide Current Expected Credit Loss (CECL) calculations… more
- HUB International (New York, NY)
- …investment advisor and limited purpose FINRA Broker-Dealer: The Deputy Chief Compliance and Risk Officer , will be a highly visible, senior leadership position, ... reporting directly into the Global/Executive Chief Compliance and Risk Officer , working closely with RPW senior...compliance weaknesses; + Keep up to date with new regulatory requirements and ensure communication of best practices/new rules… more
- MUFG (New York, NY)
- …in various areas, including the administrative support to the Head of Office of Chief Risk Officer for the Americas, business trip arrangements for Head Office ... Risk Management leadership and the Chief Risk Officer for the Americas, budget management,...with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA).… more
- TD Bank (New York, NY)
- …the Business and assist in implementing compliance initiatives to help manage regulatory risk . **Education & Experience:** + Bachelor's degree or progressive ... specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists...to clearly provide written reports that identify and quantify risk as well as present sound solutions taking into… more
- KeyBank (Buffalo, NY)
- …for discouraging actions that may expose KeyCorp and its affiliates to losses, regulatory or reputation risks, or to risk levels that exceed desired ... and procedure standards. + Effectively and professionally interact with management, regulatory agency personnel, internal legal counsel, internal risk review… more
- KeyBank (NY)
- **Location:** 4900 Tiedeman Road, Brooklyn Ohio The Operational Risk Officer position resides in the 2nd Line of Defense within KeyCorp's Operational Risk ... actions that may expose KeyCorp and its affiliates to losses, regulatory or reputation risks, or to risk levels that exceed desired risk appetite through its… more
- SMBC (New York, NY)
- …a competitive portfolio of benefits to its employees. **Role Description** The Director, Sr. Regulatory Officer works with the Regulatory Relations team to ... strongly preferred. + Comprehensive knowledge of financial services supervisory and regulatory environment including familiarity in financial services risk … more
- KeyBank (Buffalo, NY)
- …oversight of enterprise-wide data governance practices across KeyCorp. The Sr. Operational Risk Officer is responsible for providing independent oversight and ... business units and technology teams to ensure alignment with Key's Data Risk Management Framework, regulatory expectations, and industry best practices. The… more
- KeyBank (NY)
- …teams in the ongoing development and implementation of strategic plans and objectives, and regulatory changes. . Support other risk disciplines in risk ... is responsible for assisting the applicable Compliance Executive in overseeing compliance risk mitigation and discouraging actions that may expose KeyCorp and its… more