- American Express (New York, NY)
- …Organization (GRC) is an independent risk management function, led by the Chief Risk Officer , with the mission of ensuring that American Express operates in ... all regulatory expectations. GRC establishes and maintains the enterprise risk management framework, conducts independent risk assessments, and monitors key… more
- YAI (Manhattan, NY)
- …account. (http://wd5.myworkday.com/wday/authgwy/yai/login.htmld?) Under direction of the Chief Administrative Officer , the Head of Technology designs and champions a ... continuity and vendor contracting. Serves as YAI Network's HIPAA Security Officer , developing, implementing and overseeing YAI's security policies and procedures as… more
- American Express (New York, NY)
- …& Control Self-Assessment (RCSA) framework. This role is instrumental in fulfilling regulatory commitments and promoting a risk -aware culture across the ... financing, and savings products. Led by the Chief Operating Officer , AENB HQ drives the administration of programs and...be a key connection point with the second-line Global Risk & Compliance (GRC) teams. **How will you make… more
- Capital One (New York, NY)
- …with effective, credible and grounded challenge regarding money laundering and AML regulatory risk and control management, ensuring management is making informed ... who in turn reports to Capital One's Chief AML Officer (CAMLO). We are seeking a candidate with deep...the company and its AML program with business and risk management leaders as well as external regulatory… more
- MTA (New York, NY)
- …vendor responsibility hearings, as necessary. + Special assignments for the Deputy Chief Ethics, Risk and Compliance Officer covering a variety of topics. + May ... $140,635.31 HAY POINTS: 775 DEPT/DIV: MTA Corporate Compliance SUPERVISOR: Agency Chief Compliance Officer LOCATION: Various- TBD HOURS OF WORK: 9:00 am - 5:30 pm (7… more
- HSBC (New York, NY)
- …Contribute to effective utilization of the area/country balance sheet through monitoring risk -weighted assets (RWA) and deployment of appropriate risk management ... risks in liaison with the Head of Group Compliance, Global Business Compliance Officer , Area Compliance Officer or Local Compliance Officer , ensuring… more
- University of Rochester (Rochester, NY)
- …throughout the University. Preferred + An in-depth understanding of institutional governance, risk management, and the regulatory landscape for higher education ... students, faculty, and contractors, understand and adhere to legal, regulatory , and ethical standards. The CCE will build and...Senior Vice President and General Counsel, the Chief Compliance Officer of the Medical Center, the Director of Research… more
- SMBC (New York, NY)
- …the broker dealer's compliance risk and is represented by the Chief Compliance Officer as either a member or observer of various committees such as the New ... group within SMBC Nikko Securities Inc. serves as a regulatory advisory function to the President and is responsible...Product, Underwriting, Risk Management, Compliance, IT Risk and Training… more
- American Express (New York, NY)
- …consistent payments, financing, and savings products. Led by the Chief Operating Officer , AENB HQ drives the administration of programs and services provided by ... throughout the enterprise and be a key connection point with the second-line Global Risk & Compliance (GRC) teams. **How will you make an impact in this role?**… more
- Wells Fargo (Forest Hills, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), ... + Resolve low to moderately complex issues regarding the customer and employee experience, risk , and growth of the team and the business to meet Branch Network… more