- KeyBank (Buffalo, NY)
- …44144 **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA ... applicable laws and regulations through the execution of compliance and operational risk monitoring and testing across Key's lines of business, products, and… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorganChase. As part of Risk Management and Compliance, you are at the center of keeping JPMorganChase strong and resilient. You help the ... challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging… more
- Citigroup (New York, NY)
- …product/market conditions, as well as the appropriate credit structure based on various risk considerations. The CLM Credit Officer is responsible for approving ... will based in New York, NY. The CLM Credit Officer facilitates the end-to-end lending process for a covered...credit view based on well-supported analysis that effectively balances risk and business objectives * Ensure appropriate regulatory… more
- CIBC (New York, NY)
- …audits by Internal Audit; + Assisting in the preparation of written responses to regulatory exams and inquiries; + Performing risk assessments of US ... regulatory requirement group topics to determine risk ratings under CIBC's Regulatory Compliance Management framework; + Assist in the monitoring of daily… more
- MTA (New York, NY)
- Cybersecurity Officer - Application Security Job ID: 12376 Business Unit: MTA Headquarters Location: New York, NY, United States Regular/Temporary: Regular ... IT CISO Date Posted: Aug 6, 2025 Description JOB TITLE: Cybersecurity Officer - Application Security SALARY RANGE: $148,784.00 - $196,730.00 HAY POINTS: 805 DEPT/DIV:… more
- City National Bank (New York, NY)
- …laws and regulations, ensuring controls are in place to mitigate compliance risk . Maintaining regulatory change management, policies and procedures, training, ... *COMPLIANCE OFFICER SENIOR* WHAT IS THE OPPORTUNITY? The Compliance...implement corrective actions or procedural changes, and applying a risk -based approach. WHAT WILL YOU DO? * Serve as… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... Director, Treasury Management Officer - FinTech and Payment Service Providers -...including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible ... rule, or regulation and design and delivery of a risk management framework that maintains risk levels...to rules/regulations, exchange rulebooks and other industry news including regulatory findings. + Providing oversight and guidance over the… more
- American Express (New York, NY)
- …Organization is an independent risk management function, led by the Chief Risk Officer , with the objective of ensuring that American Express operates in ... a safe, sound, and fully compliant manner with all applicable regulatory expectations. Global Risk & Compliance creates and maintains the overall risk … more
- Raymond James Financial, Inc. (New York, NY)
- …+ Leadership and collaboration across senior business units. + Strategic planning, risk management, and regulatory analysis. + Compliance investigations and ... Operating with a high level of autonomy, the Capital Markets Chief Compliance Officer will lead and oversee the design, implementation, and supervision of a… more